Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Morgan Stanley Hit With $15M Fine For Compliance Oversight Lapses

Morgan Stanley recently faced a significant setback. The U.S. Securities and Exchange Commission (SEC) fined the financial giant $15 million. This penalty came because Morgan Stanley did not properly watch over its financial advisors. These advisors wrongly took millions of dollars from client accounts through unauthorized payments and wire transfers. This situation involved four advisors: […]

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William Harvey, Janney Montgomery Scott LLC Face Allegations Over Unsuitable Investments

William Harvey, a broker with Janney Montgomery Scott LLC, is facing serious allegations from clients who claim that their accounts held unsuitable long-term fixed income products. As an investor, it is crucial to understand the gravity of this situation and how it may impact your investments. In this article, we will delve into the specifics

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Merrill Lynch and Advisor Robert Loring Face Client Account Mismanagement Claims

Merrill Lynch and one of its financial advisors, Robert Loring, are facing serious allegations of mishandling a client’s account. According to the client’s Power of Attorney (POA), the change to a wrap fee account in March 2021 was not in the client’s best interest. This allegation raises concerns about the advisor’s conduct and the potential

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