Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Thomas Demergian Allegations and Complaints: Investment Advisor Pleads Guilty to Wire Fraud and Tax Evasion

Thomas Demergian, a former investment advisor, faced serious charges of fraud and tax evasion. On August 29, 2024, he was sentenced to 4.5 years in federal prison. Demergian admitted to stealing over $1.5 million from 14 investors. He also failed to report more than $400,000 in illegal income from 2017 to 2022. This led to […]

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Forgery Allegation Rocks Pruco Securities: Ex-broker James Pelletiere Under Investigation

In a recent development that has sent shockwaves through the financial industry, a serious allegation has been made against James Pelletiere, a former broker at PRUCO SECURITIES, LLC. (CRD 5685). The complainants allege that, beginning in or around 2017, the signatures on documents related to fixed annuity and life insurance policies were not genuine. This

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Can You Legally Sue Your Financial Advisor For Losses?

Investing your funds with a financial professional involves a significant level of trust. Nevertheless, sometimes outcomes are unfavorable. Perhaps the advice provided was not optimal or the vigilance over your portfolio was lacking. Consequently, you might question whether legal action against your financial professional for losses is a feasible step. Financial professionals are mandated to

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Otto Ramon Bohon Jr: A Trail of Customer Complaints and Regulatory Issues

Otto Ramon Bohon Jr., a former financial advisor based in Tucson, Arizona, has found himself at the center of numerous customer complaints and regulatory actions. His career in the financial industry, spanning over a decade, has been marred by allegations of misconduct and unsuitable investment recommendations. Let’s delve into the details of these complaints and

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Lisa Broughton of PFS Investments Faces Embezzlement and Negligence Allegations

In a recent development, a serious allegation has been made against Lisa Broughton, a registered representative associated with PFS Investments Inc. (CRD 10111) in New Hampshire. The beneficiary of a PFSI customer account has filed a small claims lawsuit against Broughton, alleging that she embezzled $1,800 and negligently caused $20,000 in investment losses. This pending

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