Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Walter Shoczolek’s Half-Million Dollar Scandal at Sigma Financial Corporation Exposed

The seriousness of allegations against financial advisors cannot be understated, and the case of Walter Shoczolek, a broker currently associated with Sigma Financial Corporation, is no exception. The allegations against Shoczolek are grave, with a customer dispute lodged on 9/13/2023 claiming that her investment was unsuitable and that Shoczolek liquidated it without her authorization. The […]

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Shocking Conduct from Gustavo Rodrigo at Sutter Securities Exposed

In a recent case, allegations have been made against Gustavo Rodrigo, a broker currently associated with Sutter Securities Incorporated and Boustead Securities, LLC. The allegations, which are being taken incredibly seriously, concern the unauthorized execution of trades in a client’s account. Rodrigo has not admitted or denied these allegations but has consented to sanctions and

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Shocking Details: Rand Heckler, Heckler Inc’s Malpractice and Haselkorn & Thibaut’s Investigation

The seriousness of an allegation cannot be overstated, especially when it involves financial malpractice. A case in point is the recent investigation into the activities of Rand Heckler, a former registered representative for various broker-dealers in New York and Florida. This article will delve into the details of the allegations against Heckler, the implications for

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Kevin Paffrath Caught in Major Investment Fraud by Haselkorn & Thibaut Investigation

Investment fraud is a serious offense that can have severe consequences for both the perpetrator and the victims. Recently, the Department of Financial Protection and Innovation of the State of California alleged that Kevin Paffrath performed unlicensed investment adviser activities. The allegations are based on activities that took place from May 30, 2021, through June

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Damian Baird’s Alleged Misconduct Shakes UBS and Moors & Cabot Inc.

Investment disputes are serious matters that can significantly impact an investor’s financial wellbeing. One such case that underscores the gravity of these issues involves allegations against a financial advisor, Damian Baird, previously associated with UBS Financial Services Inc. and Moors & Cabot, Inc. (CRD 594). The allegations, which are currently pending, were filed on 9/13/2023

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