Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Uncovered: Richard Urciuoli, Summit Planning in Hot Water over Unsuitable Investments

The Securities and Exchange Commission (SEC) recently instituted public administrative and cease-and-desist proceedings against Summit Planning Group, Inc. (Summit) and Richard Urciuoli, the firm’s sole owner and investment advisor representative. This measure was deemed appropriate and in the public interest, given the seriousness of the allegations against them. Allegation’s Seriousness and Case Information The allegations […]

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Allegations and Losses: Marco Diflorio’s Scandal at NYLIFE SECURITIES LLC Exposed

Investors are advised to take allegations of financial malpractice seriously, as these can have far-reaching implications on their investments. A recent case involving a financial advisor, Marco Diflorio, and his company, NYLife Securities LLC, highlights the gravity of such allegations. The customer dispute, settled on 9/19/2023, alleged that the customer was misled about surrender charges

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Earl Hamilton in Hot Waters: Raymond James Financial to Face Massive Unauthorized Trading Scandal

In the world of finance, allegations of malpractice, especially unauthorized trading, can have serious implications. Recently, a case has come to light involving Earl Hamilton, a broker and investment advisor currently associated with Raymond James Financial Services, Inc. The case is under investigation by Haselkorn & Thibaut, a national investment fraud law firm with a

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Unveiling Michael Dandrea’s Alleged Fraud at Sovereign Global Advisors LLC

Investment fraud is a serious issue that can have devastating financial implications for investors. One such case currently under investigation involves Michael Dandrea, a broker at Sovereign Global Advisors LLC. This article will delve into the details of the allegation, the relevance of the Financial Industry Regulatory Authority (FINRA) rule, why it matters to investors,

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