Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

financial advisor fraud

Steve Gessner, WPG Advisor, Receives Oil & Gas Complaint After Risky Investment

Further scrutiny has been drawn to the financial advisory industry as Steve Gessner, a Baltimore-based financial advisor, has allegedly recommended unsuitable investments, as noted in a recent investor complaint. Gessner, identified with CRD# 2650114, has a recorded experience of 27 years in the securities industry. Currently an investment advisor with WPG Financial Group, he was […]

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Sue Financial Advisor, Investment Fraud Lawyers

Luke Johnson (Legend Capital Group) BARRED – Investor Loss Recovery Options

Luke Johnson, a previous associate at Legend Capital Group and Coastal Equities, has received a permanent ban by the Financial Industry Regulatory Authority (FINRA) from operating as a broker or having any affiliation with a broker-dealer firm. This consequence comes in the wake of Johnson’s inappropriate suggestions to a group of nine customers to invest

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Chuck Roberts Stifel Scandal

The Chuck Roberts Stifel Scandal: $23+ Million-Dollar Loss and Customer Complaints

Is your investment secure with your financial advisor? Is it time to reassess your financial strategies? The unfolding tale of Chuck Roberts and his alleged involvement in financial irregularities might give you a reason to pause. Chuck Roberts, a managing director of investments with Stifel Nicolaus & Co. Inc., is currently embroiled in a whirlpool

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UBS Advisor Lands $1mm Investor Complaint

Did Thrivent Advisor Barry Hesse Neglect Sales Execution?

Arkansas financial advisor Barry Hesse‘s name rattled the financial world as he recently found himself on the wrong end of severe investor allegations. According to the Financial Industry Regulatory Authority (FINRA), these accusations stem from Hesse’s alleged failure to initiate sell orders on behalf of his clients, leading to unrealized market losses reaching a staggering

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