Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Financial Advisor Frank Velten BARRED

Ameriprise Financial Financial Advisor Frank Velten BARRED

The Financial Industry Regulatory Authority (FINRA) has barred broker Francis Joseph Velten (Frank Velten), last associated with Ameriprise Financial Services. Accusations against Velten include churning in the accounts of senior investors as well as nudging them to buy bonus annuities in return for their annuity and mutual fund holdings. These transactions resulted in his commission […]

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Morgan Stanley Shawn Good Financial Advisor BARRED Due To $4.8 Million Ponzi Scheme

Morgan Stanley Shawn Good Financial Advisor BARRED Due To $4.8 Million Ponzi Scheme

As revealed by the Securities and Exchange Commission (SEC), Shawn Good’s strategy involved convincing clients to invest money in what he claimed were low-risk real-estate development investments tax-free government bonds. In true Ponzi fashion, he was paying back older investors from the money generated from the newer ones. A complaint was filed in April this

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Equitable Financial Settles Fraud Case

Equitable Financial Agrees to Settle Fraud on Public School Teachers for $50 Million

Equitable Financial Life Insurance Company was charged with fraud by the SEC (Securities and Exchange Commission). This was pursuant to the company’s omissions and misleading statements regarding fees charged to investors that were made on the account statements issued to around 1.4 million variable annuity investors. The impact investors are primarily public school staff members

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Lone Star National Bank

Investors Awarded $2.5 Million From Lone Star National Bank (LPL)

Two investors were awarded $2.57 million from Lone Star National Bank, an affiliate of LPL Financial. Quite unusually, this is the second time these claimants have been successful in receiving an award for damages against LPL. Lightning never strikes twice. LPL Financial might disagree. Juan Angel Ibarra Rodriguez and Myriam Rodriguez Gonzalez, who sought damages

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