Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Featured image: Broker Switching Replacement

Broker Switching and Replacement: When It’s a Violation

Broker Switching and Replacement: When It’s a Violation Table of Contents Toggle Broker Switching and Replacement: When It’s a Violation What Is Switching and Replacement? Why Brokers Do It New Commissions Product Quotas Sales Contests Higher-Payout Products Common Switching Patterns Anuity-to-Annuity Replacement Mutual Fund Switching Stock-to-Product Conversion Policy Replacement in Life Insurance FINRA Rule 2111:

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Featured image: Broker Misconduct Violations

Broker Misconduct: 10 Common FINRA Violations to Know

Broker Misconduct: 10 Common FINRA Violations to Know Table of Contents Toggle Broker Misconduct: 10 Common FINRA Violations to Know 1. Unsuitable Recommendations 2. Churning 3. Unauthorized Trading 4. Misrepresentation and Omission 5. Selling Away 6. Failure to Supervise 7. Unauthorized Outside Business Activities 8. Conversion and Theft 9. Excessive Concentration 10. Switching and Replacement

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Featured image: Sue Your Financial Advisor

Sue Your Financial Advisor? Grounds, Deadlines, Recovery

Sue Your Financial Advisor? Grounds, Deadlines, Recovery Table of Contents Toggle Sue Your Financial Advisor? Grounds, Deadlines, Recovery Grounds for Claims Against Financial Advisors 1. Unsuitability 2. Churning 3. Unauthorized Trading 4. Misrepresentation and Omission 5. Breach of Fiduciary Duty 6. Failure to Supervise 7. Selling Away What You Need to Prove 1. Duty 2.

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Featured image: Fiduciary Duty vs Suitability

Fiduciary Duty vs. Suitability: What Your Advisor Owes You

Fiduciary Duty vs. Suitability: What Your Advisor Owes You Table of Contents Toggle Fiduciary Duty vs. Suitability: What Your Advisor Owes You What Is Fiduciary Duty? What Is the Suitability Standard? Regulation Best Interest (Reg BI) Which Advisors Are Fiduciaries? Registered Investment Advisers (RIAs) Broker-Dealers Insurance Agents Hybrid and Dual Registrants The Gap Between Fiduciary

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