Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

royal alliance claim

Royal Alliance Fined After $3.8 Million Financial Advisor Theft

FINRA recently fined the Royal Alliance Associates, an independent broker-dealer, $400,000 for failing to properly supervise two of its brokers who independently stole 3.8 million from its clients. The brokers who found guilty of directing checks and wire transfers from their customers’ accounts two bank accounts belonging to companies they had created. In FINRA’s Letter […]

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Summit Healthcare REIT

Summit Healthcare REIT Declines 30%: Investors File Lawsuits “FINRA”

Summit Healthcare REIT has declined in value on secondary markets by over 30%. It is a non-traded real estate investment trust (REITs) that offers a broad spectrum of services for the buying, selling, leasing, and management of healthcare housing properties. Its shares have not been available for repurchase for many years now, and the company has

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Mark Barrand, Ameriprise Financial Advisor

Mark Barrand, Ameriprise Financial Advisor | Customer Dispute Filed

Financial Advisor Mark Barrand is currently registered with Ameriprise Financial Services, Inc. in Lone Tree, Colorado (since 2016). Mr. Barrand was previously registered with Cetera Advisors LLC in Highlands Ranch, CO. from 2004-2016.  Mr. Barrand currently discloses five customer disputes according to the Financial Industry Regulatory Authority (FINRA) Brokercheck disclosures on his record.  One of the customer

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