Matthew Winthrop (CRD #2445102), a long-time financial advisor formerly registered with Equitable Advisors, LLC, was terminated on September 15, 2025 for alleged excessive trading in client brokerage accounts. According to records from FINRA BrokerCheck and SEC IAPD, this is the latest in a series of client-related disputes involving Winthrop across his three-decade career in the […]

Haselkorn & Thibaut Opens Investigation Into Donald Clarence Osten Jr., Former Edward Jones Financial Advisor in Monticello, IN Are you a current or former client of Donald Clarence Osten Jr. in Monticello, Indiana? Haselkorn & Thibaut, a national investment fraud law firm with over 95 years of experience, a remarkable 98% success rate, and millions

Stephen Sperling, a broker and investment advisor at Wintrust Investments LLC, is facing allegations of misrepresenting investment risks and failing to disclose material information to clients. The complaint, filed with the Financial Industry Regulatory Authority (FINRA), claims that Sperling promised a client a guaranteed 6.5% return on investment and a monthly dividend of $900 from

Haselkorn & Thibaut (investmentfraudlawyers.com) has opened an investigation into Blake Fellows and his investment practices following multiple investor complaints. If you’ve suffered investment losses while working with Blake Fellows or Fellows Financial Group, LLC, understanding the red flags and complaint history can help you evaluate your situation and potential options for recovery. Understanding Blake Fellows’

Shailesh N. Negandhi (Suwanee, GA) – Recent Investigation and Investor Alert Haselkorn & Thibaut, a national securities fraud law firm, has opened an investigation into financial advisor Shailesh N. Negandhi—formerly of UBS Financial Services Inc. and currently with FourStar Wealth Advisors, LLC in Suwanee, GA. If you are an investor who has concerns or believes