Shaun Floresca, a broker and investment advisor associated with LPL Financial LLC (CRD 6413) since November 12, 2012, is facing a pending customer dispute filed on January 2, 2024. The customer alleges that an investment made in 2014, involving a real estate security, was inappropriate for their investment objectives and risk tolerance. Floresca, who holds […]

Ian McElreath (CRD# 4754189) – Emerson Equity – Portland, Maine & Tampa, Florida Haselkorn & Thibaut, a leading national investor law firm, has launched an investigation into Ian McElreath, a former financial advisor associated with Emerson Equity, following recent investor complaints and questions regarding his conduct. If you have suffered investment losses involving Ian McElreath,

Haselkorn & Thibaut has opened an investigation into broker Lawrence Aloysius Whipple III (CRD #2701809), formerly of Merrill Lynch, Pierce, Fenner & Smith Incorporated in Wayzata, MN. If you’ve worked with Lawrence (also known as Trey Whipple) and have questions about your investments or your account history, you are not alone. Investor concerns are mounting

Haselkorn & Thibaut has opened an active, ongoing investigation into Eric Kleiner (CRD# 4135180), a former financial advisor who was permanently barred by FINRA in October 2025 after refusing to cooperate with regulators investigating allegations of unauthorized investment recommendations and conflicts of interest. If you invested with Eric Kleiner at Morgan Stanley, Wells Fargo, or

In a recent development, a customer has filed a complaint against John Lynde, a broker and investment advisor associated with Cetera Advisors LLC (CRD 10299). The allegation, which is currently pending resolution, revolves around an investment made in 2014 that the customer claims was inappropriate given their investment objectives and risk tolerance. The investment in