Financial Advisor Lost My Money

Christopher Burch: Former MML Investors Services Broker Faces $361K Arbitration Claim

Christopher William Burch (CRD 6001878): What Investors Need to Know if You Worked With This Former MML Investors Services Broker in Fort Lauderdale, FL Haselkorn & Thibaut, P.A. has opened a formal investigation into Christopher William Burch, also known as Chris Burch, a former financial advisor most recently employed by MML Investors Services, LLC in […]

Christopher Burch: Former MML Investors Services Broker Faces $361K Arbitration Claim Read More »

Christopher Sivley of Truist Investment Services Faces Investigation Over Alleged $200,000 Client Losses

Recent allegations have surfaced against Christopher Sivley, a Registered Representative with Truist Investment Services, Inc., claiming that he provided poor market and investment advice, resulting in losses exceeding $200,000 for a client. The customer dispute, filed on January 9, 2024, is currently pending resolution and involves equity listed products, including common and preferred stock. Christopher

Christopher Sivley of Truist Investment Services Faces Investigation Over Alleged $200,000 Client Losses Read More »

Financial Advisor Lost My Money

Sacramento Advisor Joe Eschleman Under Investigation at Purshe Kaplan Sterling

Haselkorn & Thibaut has opened an investigation into Sacramento financial advisor Joe Eschleman and his activities at Purshe Kaplan Sterling. If you’ve worked with Mr. Eschleman or invested in Delaware Statutory Trusts (DSTs) through his recommendations, understanding the recent developments surrounding his practice could be crucial for protecting your financial interests. Understanding Joe Eschleman’s Professional

Sacramento Advisor Joe Eschleman Under Investigation at Purshe Kaplan Sterling Read More »

Financial Advisor Lost My Money

Fort Worth Broker William Michero Under Investigation by Securities Law Firm

William J. Michero – Fort Worth, TX: Investigation by Haselkorn & Thibaut into Former Cambridge Investment Research Broker Haselkorn & Thibaut, a national securities fraud law firm with over 95 years of experience, has opened an independent investigation into William J. Michero (also known as Jeff Michero, William Jeffrey Michero), a former financial advisor and

Fort Worth Broker William Michero Under Investigation by Securities Law Firm Read More »

Wintrust Investments Advisor Cataldo Panici Accused of Mismanagement and Misrepresentation in Client Losses

Wintrust Investments and its representative, Cataldo Panici, are currently facing multiple allegations of mismanagement and misrepresentation of client accounts, leading to substantial financial losses. According to recent FINRA Arbitration filings, several clients have accused Panici of providing misleading information and failing to properly manage their investments, particularly in relation to Northstar and Griffin Capital REITs.

Wintrust Investments Advisor Cataldo Panici Accused of Mismanagement and Misrepresentation in Client Losses Read More »

Scroll to Top