Financial Advisor Lost My Money

Charlotte Advisor Mackenzie Dickson Under Investigation Following TIAA-CREF Customer Complaint

Mackenzie Alexander Dickson (CRD 7516892): An Investor’s Guide to the TIAA-CREF Advisor in Charlotte, NC Haselkorn & Thibaut, a trusted National Securities fraud law firm, has launched an independent investigation into Mackenzie Alexander Dickson, a financial advisor affiliated with TIAA-CREF Individual & Institutional Services, LLC in Charlotte, North Carolina. With over 95 years of experience […]

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Financial Advisor Lost My Money

FINRA Suspends Financial Advisor Roger Turcotte of Cetera for Mismarking Trades

Investigation Alert: Roger Turcotte of Cetera Investment Services Faces Regulatory Scrutiny Haselkorn & Thibaut has opened an investigation into Tampa-based financial advisor Roger Turcotte (CRD# 1180997) following concerning regulatory disclosures and investor complaints. If you’ve worked with Mr. Turcotte or have concerns about your investments, understanding these recent developments could be crucial for protecting your

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Financial Advisor Lost My Money

Robert Scott Smith of Emerson Equity LLC Under Investigation for Investment Losses

Robert Scott Smith – Newberg, OR Financial Advisor at Emerson Equity LLC: Investor Alert & Case Review Haselkorn & Thibaut – Investment Fraud Lawyers have opened an investigation into Robert Scott Smith (CRD 1412333), a stockbroker and financial advisor currently employed with Emerson Equity LLC in Newberg, Oregon. Investors who have worked with Mr. Smith

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Financial Advisor Lost My Money

Jon Toerner Faces Investigation After Termination from Fidelity to Stifel Nicolaus

Investigation Alert: Jon Toerner and Stifel Nicolaus & Company Under Scrutiny Haselkorn & Thibaut has opened an investigation into Austin, Texas financial advisor Jon Toerner (CRD# 7330298) following his recent termination from Fidelity Brokerage Services. If you’re an investor who has worked with Jon Toerner at Stifel Nicolaus & Company or any of his previous

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Financial Advisor Lost My Money

Law Firm Investigates Gregory Mark Switzer of TIAA-CREF Following Settlement

Haselkorn & Thibaut Opens Investigation: Gregory Mark Switzer of TIAA-CREF in Charlottesville, VA If you have concerns about investment losses or advisor conduct, you deserve clear, actionable information. Haselkorn & Thibaut, a National Securities fraud law firm with a 98% success rate and over $100 million recovered for investors, has launched an independent investigation into

Law Firm Investigates Gregory Mark Switzer of TIAA-CREF Following Settlement Read More »

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