Barry Buchholz, a financial advisor with LPL Financial LLC, is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, following allegations of unauthorized trading in mutual funds. The firm, with offices in Florida, New York, North Carolina, Arizona, and Texas, is offering free consultations to clients who may have been affected

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Seattle-based financial advisor Kirk Mitchell Balin (CRD# 4590715) and his conduct while registered with LPL Financial LLC and Householder Group Estate & Retirement Specialists. Understanding Kirk Balin’s Background Kirk Mitchell Balin currently maintains registrations with two firms in Seattle, Washington. He

Haselkorn & Thibaut has opened an investigation into LPL Financial LLC, one of the nation’s largest independent broker-dealer firms. If you’ve experienced investment losses or concerns with an LPL Financial advisor, understanding the firm’s regulatory history and customer complaint patterns can help you determine your next steps. Understanding LPL Financial’s Market Position LPL Financial LLC

Theresa Allen, a broker and investment advisor at RBC Capital Markets, LLC, is facing allegations of unsuitable investment recommendations. The customer dispute, filed on January 18, 2024, and currently pending resolution, claims that Allen made inappropriate investment suggestions between 2018 and May 2023. The complaint specifically relates to equity listed products, including common and preferred