Haselkorn & Thibaut is investigating recent regulatory findings concerning financial professional Brandon Spano and is offering a free, no‑cost consultation to any investors who believe they may have been affected. Below we summarize the regulatory action, explain why it matters to investors, and set out concrete steps you can take if you had dealings with […]
Investigation Opened Into Matthew Parker Following LPL Financial Termination Haselkorn & Thibaut has opened an investigation into Santa Rosa financial advisor Matthew Parker (CRD# 6010373) following his termination from LPL Financial in September 2025. The firm is examining allegations that Parker liquidated an annuity and used the proceeds to fund a separate annuity purchase for
Probe Launched: Matthew Parker’s Termination from LPL Financial Under Investigation Read More »
In a recent development, Grove Point Investments, LLC and William Schumann, a registered representative with Cetera Financial Specialists LLC (CRD 1604894), are facing allegations of unsuitability, overconcentration, breach of fiduciary duty, and negligence in relation to the NorthStar Healthcare Income REIT. The Statement of Claim, filed on behalf of nine claimants, alleges that the activity
Edward Joseph Villanyi, Stifel, Nicolaus & Company – Investor Investigation in Indianapolis, IN Haselkorn & Thibaut, a leading national investment fraud law firm, has initiated an investigation into Edward Joseph Villanyi (CRD #2348401), a financial advisor based in Indianapolis, Indiana and currently affiliated with Stifel, Nicolaus & Company, Incorporated. If you are an investor with
Indianapolis Advisor Edward Villanyi Under Investigation at Stifel Nicolaus Read More »
Haselkorn & Thibaut Opens Investigation into Independence, Missouri Financial Advisor Susan Butler Haselkorn & Thibaut, a national investment fraud law firm with over 95 years of experience, has opened an investigation into Independence, Missouri financial advisor Susan Butler (CRD# 6222652) following a recent investor complaint alleging misappropriation of funds. If you’ve worked with Ms.
Law Firm Investigates Edward Jones Advisor Susan Butler After Complaint Read More »