Financial Advisor Lost My Money

Morgan Stanley Advisor Kevin Christopher Forrest Faces $2M FINRA Options Trading Claim

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers has launched an investigation into Miami, Florida financial advisor Kevin Christopher Forrest (CRD #5873266), a registered representative of Morgan Stanley. Our attorneys are reviewing potential claims involving unsuitability and investment losses related to options trading strategies executed by Mr. Forrest. If you worked with this advisor […]

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Financial Advisor Lost My Money

FINRA Bars Lyhen Fiallo, Former PFS Investments Advisor, Amid Investigation

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened a formal investigation into former PFS Investments Inc. advisor Lyhen Fiallo (also known as Lyhen Hernandez, CRD #4579582), whose conduct as a stockbroker in Hialeah, Florida has triggered serious regulatory actions and client complaints. If you entrusted your investments to Lyhen Fiallo and have

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Financial Advisor Lost My Money

Kovack Securities Advisor Osvaldo Delgado Jr. Under Review Over Annuity Complaint

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated an active investigation into potential investment loss claims related to Osvaldo Delgado Jr. (also known as Ozzie Delgado, CRD #5709747), a stockbroker and financial advisor associated with Kovack Securities Inc. and Kovack Advisors, Inc. in Williston and Ft. Lauderdale, Florida. If you have suffered

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Financial Advisor Lost My Money

Cody Moran of Bankers Life Securities Faces Investor Complaint Review

At Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, we have opened a formal investigation into Cody Moran (CRD# 6939984), a financial advisor currently registered with Bankers Life Securities in Cedar Rapids, Iowa. Our attorneys are concerned by the number and nature of investor complaints revealed in his record, particularly those involving allegations of

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SEC charges David Lerner Associates $201,600 for Reg BI failures — what affected investors should know

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, closely monitor regulatory enforcement actions that affect individual investors. This week, the Securities and Exchange Commission (SEC) announced a settlement with David Lerner Associates. The Long Island-based brokerage firm agreed to pay $201,600 for repeated violations of Regulation Best Interest. We explain what happened, how much

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