Did you suffer investment losses after working with Ernest Charles Robinson, Jr. a broker and financial advisor registered with the Financial Industry Regulatory Authority (FINRA) through the Boca Raton, Florida branch of Dawson James Securities, Inc. (“Dawson James”)? If so, we are Investment Fraud Lawyers who want to help you. We are now investigating potential complaints against Charles Robinson.
Our law firm works with clients nationwide who have lost money due to the negligence and/or misconduct of brokers and financial advisors whom they had trusted to provide sound investment advice and to ethically and responsibly handle their accounts. We bring more than 50 years of combined legal experience to our clients as well as in-depth knowledge of the financial services industry. Our attorneys have backgrounds aCharles Robinson | Dawson James Securities licensed securities brokers and have previously served extensively as defense counsel for large Wall Street brokerage firms.
Contact us today at 1-800-856-3352 if you incurred investment losses after working with Mr. Robinson or Dawson James, we will review your potential claims in a free and confidential consultation.
Who Is Charles Robinson?
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You can find information about Charles Robinson (CRD# 2730058) through two databases that are available online and accessible to the public – the FINRA Central Registration Depository (CRD) and Investment Adviser Registration Depository (IARD). Based on his FINRA BrokerCheck Report and his IARD Public Disclosure Report:
Mr. Robinson has worked in the financial services industry since 1996. Over the course of his career, he has been registered with FINRA through several firms, some of which have been expelled by FINRA:
- Biltmore Securities, Inc. (1996-1997) – expelled by FINRA
- The Hamilton-Shea Group, Inc. (1997) – expelled by FINRA
- Merit Capital Associates, Inc. (1997)
- GKN Securities Corp. (1997-1998)
- Prime Charter Ltd. (1998-2002)
- Oppenheimer & Co. Inc. (2002-2004)
- Capital Growth Financial, LLC (2004-2008)- expelled by FINRA
- Dawson James Securities, Inc. (2008- Present)
Mr. Robinson has been registered with Dawson James in Boca Raton, Florida, since 2008.
FINRA Brokercheck records reflect a regulatory disclosure and two customer dispute disclosures. One or more of the customer dispute disclosure allegations refer to falsification of records, misrepresentation, unsuitable investments, unauthorized trading, and churning. One customer dispute matter was settled, and one remains pending as of May 2019.
What are the Customer Disputes Reported on Charles Robinson’s FINRA Brokercheck?
In 2001 there are allegations of falsified records, misrepresentation, suitability, unauthorized trading, and churning. That matter was settled. In March 2019, another pending customer dispute includes allegations of misstatements and unsuitable investment recommendations.
Mr. Robinson appears to remain registered by Dawson James Securities in Boca Raton, Florida.
How Can You Recover Investment Losses Involving Mr. Charles Robinson or Dawson James?
If you suffered investment losses involving Mr. Charles Robinson, Dawson James, or if you suspect your accounts or investments were handled negligently or improperly, you may wish to seek legal advice and a no-cost review of your accounts or investments as soon as possible. You may be entitled to a recovery of your losses in addition to other damages. You may also have the right to file a private, confidential FINRA complaint against any broker, or brokerage firm that failed to properly handle your investment account, or may have failed to adequately supervise your investment accounts, or Mr. Robinson’s conduct as a broker and financial advisor.
The skilled securities arbitration and investment fraud lawyers of Haselkorn & Thibaut, P.A. have over 40 years of experience handling these types of matters and from their experience as former defense lawyers, they have an insider’s view of the legal and regulatory issues that can affect a case, and we understand how brokerage firms evaluate these matters. We can review your case and present you with a strategic plan to help you recover your investment losses as expeditiously as possible.
We serve clients nationwide. Contact us today for a free consultation and find out more about how we can assist you.