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Investigating Complaint Against Chang Jen Vung and Cetera Investment Services, LLC.

Woman getting headache by the agent's bad news.

Did you suffer investment losses after working with Chang Jen Vung, a broker and financial advisor registered with the Financial Industry Regulatory Authority (FINRA) through the Flushing, New York office of Cetera Investment Services LLC. (Cetera) If so, the attorneys of Investment Loss Recovery Group want to help you. We are now investigating potential complaints against Chang Jen Vung.

Our law firm works with clients nationwide who have lost money due to the negligence and/or misconduct of brokers and financial advisors whom they had trusted to provide sound investment advice and to ethically and responsibly handle their accounts. We bring more than 40 years of combined legal experience to our clients as well as in-depth knowledge of the financial services industry. Both of our attorneys have backgrounds as licensed securities brokers and as defense counsel for large Wall Street brokerage firms.

Contact us today if you incurred investment losses after working with negligent brokers such as Chang Jen Vung or Cetera. We will review your potential claims in a free and confidential consultation.

Who Is Chang Jen Vung?

You can find information about Chang Jen Vung (CRD# 5347816) through a database which is available online and accessible by the public, the FINRA Central Registration Depository (CRD). Based on the FINRA BrokerCheck Report:

Chang Jen Vung has worked in the financial services industry since 2007. Over the course of that career, the only registration reported is with one FINRA firm:

  • Cetera Investment Services, LLC in Flushing, NY (2007-present)

FINRA Brokercheck records reflect Chang Jen Vung was registered with a FINRA Series 7 license in 2007, and a Series 63 license in 2007. Chang Jen Vung’s Brokercheck report discloses a pending customer dispute reported in January 2019.

What is the Recent Customer Dispute Reported on Chang Jen Vung’s FINRA Brokercheck?

The recent customer dispute disclosure on Chang Jen Vung’s Brokercheck was filed in January 2019 and remains pending (as of March 2019) and includes allegations of contract, fraud, misrepresentation, breach of fiduciary duty and violation of FINRA rules. See FINRA Brokercheck report for additional details.

How Can You Recover Investment Losses Involving Chang Jen Vung or Cetera?

If you suffered investment losses involving Chang Jen Vung or Cetera or if you suspect your accounts or investments were handled negligently or improperly, you may wish to seek legal advice and a no-cost review of your accounts or investments as soon as possible. You may be entitled to a recovery of your losses in addition to other damages. You may also have the right to file a private, confidential FINRA complaint against any broker, or brokerage firm that failed to properly handle your investment account, or may have failed to adequately supervise your investment accounts, or Chang Jen Vung’s conduct as a broker and financial advisor.

The skilled securities arbitration and investment fraud lawyers of Investment Loss Recovery Group have an insider’s view of the legal and regulatory issues that can affect a case, and we understand how brokerage firms evaluate these matters. We can review your case and present you with a strategic plan to help you recover your investment losses as expeditiously as possible.

We serve clients throughout the country. Contact us today for a free consultation and find out more about how we can assist you.

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