Financial Advisor Fraud

Haselkorn & Thibaut Opens Investigation into Independence, Missouri Financial Advisor Susan Butler   Haselkorn & Thibaut, a national investment fraud law firm with over 95 years of experience, has opened an investigation into Independence, Missouri financial advisor Susan Butler (CRD# 6222652) following a recent investor complaint alleging misappropriation of funds. If you’ve worked with Ms. […]

Jason Seurer, a broker and investment advisor with Landolt Securities, Inc. (CRD 28352), is facing a pending customer dispute allegation related to the sale of GWG L Bonds. The complaint, filed on January 5, 2024, comes nearly two years after GWG Holdings Inc. filed for Chapter 11 bankruptcy protection. The customer alleges that her purchases

Jonathan R. Prestridge (CRD 4554166) — Cetera Wealth Services Advisor Under Review Haselkorn & Thibaut, a national law firm specializing in investment fraud and securities arbitration, has opened an investigation into Baton Rouge, LA-based financial advisor Jonathan R. Prestridge of Cetera Wealth Services, LLC. If you are a client, former client, or concerned investor who

Investigation Update: Alan Lowenfells and David Lerner Associates Face Multiple Investor Complaints Haselkorn & Thibaut has opened an investigation into White Plains financial advisor Alan Lowenfells and his activities at David Lerner Associates. This investigation follows multiple investor complaints regarding allegedly unsuitable investment recommendations, particularly involving Energy 11 and Energy 12 private placements. If you’ve

Bryan Chew, a broker and investment advisor associated with Commonwealth Financial Network (CRD 8032), is facing allegations from a client who claims she was not informed about the illiquid nature of an investment, despite acknowledging disclosures to that effect at the time of purchase. The customer dispute, which was filed on January 5, 2024, has