Financial Advisor Fraud

Haselkorn & Thibaut, a nationally recognized securities fraud law firm, has opened an investigation into Bradley Morgan Holts, a former broker with World Capital Brokerage, Inc. (Denver, CO). If you have questions about your investments with Holts, this comprehensive report will guide you through his background, regulatory concerns, and your options if you’ve suffered losses. […]

Investors are seeking legal recourse against Brian Everett, a broker and investment advisor currently employed by Cetera Advisors LLC (CRD 10299) in Texas, following allegations of unsuitable recommendations and overconcentration in alternative investments. The customer dispute, filed on January 11, 2024, is currently pending resolution. According to the disclosure details, the claimant alleges that Everett

Haselkorn & Thibaut has opened an independent investigation into Timothy Lee Claypool, a former financial advisor in Amarillo, Texas, most recently associated with Northwestern Mutual Investment Services, LLC. Investors who worked with Mr. Claypool or who suffered investment losses in accounts under his management should be aware of several important developments and red flags now

Janet Doherty, a former broker and investment advisor with Cetera Advisors LLC, is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, for allegedly transferring funds from clients’ fixed annuities to a variable annuity without proper authorization. The customer dispute, which was filed on January 11, 2024, and is currently pending,

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investor fraud investigation into Vincenzo P. Garganese (also known as Vicenzo Hart, Vincenzo Pietro Hart, CRD# 6760844), a financial advisor registered with MML Investors Services, LLC (CRD #10409) in Portland, Maine. If you are a current or former client of Vincenzo P. Garganese,