Financial Advisor Fraud

Haselkorn & Thibaut has opened an investigation into Scottsdale financial advisor Angelica Prescod and her activities at Edward Jones following a recent investor complaint alleging significant financial damages. If you’ve experienced investment losses or concerns with Ms. Prescod’s handling of your account, understanding your rights and options is crucial for protecting your financial future. Understanding […]

Haselkorn & Thibaut has opened an investigation into San Marino financial advisor Tanya Tang and her activities at Merrill Lynch. If you’ve worked with Ms. Tang or have concerns about your investments, understanding the details of recent allegations and potential red flags can help protect your financial future. Understanding the Recent Investor Complaint Against Tanya

Investigation Alert: Howard Roth of David Lerner Associates Faces Energy Investment Complaint Haselkorn & Thibaut has opened an investigation into Howard Roth (CRD# 867754), a financial advisor with David Lerner Associates in White Plains, New York, following a recent investor complaint alleging substantial losses from energy investment recommendations. Understanding the Recent Complaint Against Howard Roth

Investigation Into Jeffrey Schuur of Oakwood Capital: What Investors Need to Know Haselkorn & Thibaut has opened an investigation into Jeffrey Schuur, a financial advisor registered with Oakwood Capital in St. Louis Park, Minnesota. This investigation follows recent regulatory action by the Financial Industry Regulatory Authority (FINRA) concerning unsuitable variable annuity recommendations made to senior

Ryan Beishuizen, a broker and investment advisor with Securities America, Inc., is facing allegations of misconduct from a client who claims he was misled about the risks associated with his investments. The customer dispute, filed on January 9, 2024, alleges that Beishuizen told the client he “would never lose money” on his investments. The client