Financial Advisor Fraud

William Bernard Tunink – LPL Financial, West Des Moines, IA: Investigation, Complaints & Investor Guidance Haselkorn & Thibaut, a leading national investment fraud law firm with over 95 years of experience and a 98% success rate, has initiated an independent investigation into William Bernard Tunink (CRD# 2738224), a financial advisor currently registered with LPL Financial […]

Scott Hume, a broker and investment advisor with Moloney Securities Co., Inc. (CRD 38535) in Washington state, is facing a pending customer dispute filed on January 11, 2024. The allegation centers around claims of unsuitability and negligence related to debt and corporate securities. The client is seeking $2,020,000 in damages. Hume has been registered with

Kurt Petrucci, a broker with MML Investors Services, LLC, is facing allegations of misconduct related to the sale of variable and fixed annuities. According to a recent customer dispute filed on January 12, 2024, the complainant alleges that Petrucci failed to properly explain the limitations and surrender penalties associated with the annuities sold to the

Haselkorn & Thibaut Initiates Investigation Into James Martin Appel, Centaurus Financial Broker in Santa Barbara, CA Investors deserve to feel confident in their financial advisor’s experience, integrity, and track record. Haselkorn & Thibaut, a national investment fraud law firm with over 95 years of experience and a 98% success rate, has opened an investigation into