Financial Advisor Fraud

Haselkorn & Thibaut, a national investment fraud law firm, has initiated an investigation into William Andrew Grundig, a financial advisor presently registered with Kestra Investment Services, LLC. Investors who have worked with Mr. Grundig or are currently clients should be aware of recent complaints, past settlements, and regulatory activity associated with his career. With more […]

Haselkorn & Thibaut, a national investor rights law firm with over 95 years of combined experience, has initiated an investigation into William Guy Hurckes, a registered representative of Ausdal Financial Partners, Inc. (CRD #7995). If you invested with William Guy Hurckes (CRD #2612833)—particularly in GWG L Bonds—or have general concerns about your investment accounts, this

Haselkorn & Thibaut, P.A., a national investment fraud law firm, has announced an independent investigation into investment advisor Simon Michel Joseph (CRD #5602157). The investigation focuses on allegations of unauthorized trading, failure to disclose regulatory actions, and unsuitable investment recommendations while Joseph was employed at multiple broker-dealer firms prior to joining United Advisor Group. Who

In a recent development, a customer dispute has been filed against Dorothy Welsch, a financial professional associated with Principal Securities, Inc. (CRD 1137). The client alleges that Welsch failed to properly allocate the subaccount investments in her variable annuity in November 2022, resulting in damages to the value of the account. According to the disclosure

Haselkorn & Thibaut Opens Investigation Into William R. Bredt of Raymond James & Associates in West Conshohocken, PA If you or a loved one has invested with William R. Bredt (CRD# 705), also known as Bill Bredt, of Raymond James & Associates, Inc. in West Conshohocken, Pennsylvania, this report is intended to help you understand