In a recent development, a customer dispute has been filed against Eric Bond, a registered broker and investment advisor associated with Osaic Wealth, Inc. (CRD 23131) in California. The client alleges that a registered index-linked annuity was misrepresented at the time of purchase. The disclosure, which was denied on January 22, 2024, has raised concerns […]
In a recent development, Truist Investment Services, Inc. (CRD 17499) and its representative, Jose Lopera-Guevara (CRD 5149646), are facing allegations of unsuitable recommendations related to fixed and variable annuity products. The customer dispute, filed on January 22, 2024, is currently pending resolution. According to the disclosure details, the client alleges that the representatives made recommendations
A financial advisor is in charge of making decisions for a client and should take the right steps. He should also be aware of his obligations and duties, such as the duty of care, good faith, and suitability. If he fails to fulfill any of his obligations, it may be grounds for negligence. When an
Financial Advisor Negligence: Recover Your Losses From Bad Advisors Read More »
Haselkorn & Thibaut has opened an investigation into Portland, Oregon financial advisor Ali Chehab following multiple investor complaints and regulatory actions. If you’ve experienced investment losses or unauthorized trading activity with this advisor, understanding the details of these allegations can help you make informed decisions about your next steps. Understanding the Ali Chehab Regulatory Complaint
Portland Advisor Ali Chehab Faces FINRA Complaint After Merrill Lynch Termination Read More »