In a recent development, Christopher Wright, a broker and investment advisor associated with Realta Equities, Inc. (CRD 23769) in Arizona, is facing allegations of breach of fiduciary duty, violation of NASD and NYSE rules, breach of contract, negligence, and negligent supervision. The customer dispute, filed on January 24, 2024, is currently pending resolution and involves […]
Haselkorn & Thibaut, a national investment fraud law firm with over 95 years of combined experience and a 98% success rate, has opened an investigation into Michael Edwin Magruder and his conduct as a financial advisor. Our goal is to help investors stay informed, understand the potential red flags, and offer support to anyone who believes
Michael Edwin Magruder: Investor Alert and Haselkorn & Thibaut Investigation Read More »
Suzette Lawrence, a broker and investment advisor associated with Independent Financial Group, LLC, has recently settled a customer dispute, according to her FINRA BrokerCheck record. The client expressed frustration with losses in his investment advisory account between July 28, 2021, and December 21, 2023. The dispute, which was settled on January 24, 2024, involved equity
Eric Ruthman, a broker and investment advisor currently associated with Purshe Kaplan Sterling Investments (CRD 35747) in Georgia, is facing allegations of recommending unsuitable investments in structured products to clients between December 2020 and November 2021. The pending customer dispute, filed on January 24, 2024, is currently under FINRA arbitration. According to the disclosure on
Haselkorn & Thibaut, P.A.—a national investment fraud law firm with over 95 years of experience, a 98% success rate, and millions recovered for investors—is actively investigating allegations that may involve a Ponzi scheme related to Yvette Barrera, investment adviser at Foundations Investment Advisors LLC. If you are concerned about your investments with Yvette Barrera, call Haselkorn &
Yvette Barrera (CRD# 7306089): Investigation of Ponzi-Style Allegations Read More »