In a recent development, a customer has filed a complaint against financial advisor Mark Hegstrom and his firm, LPL Financial LLC, alleging that investments made in 2014 were unsuitable for the customer’s investment objectives and risk tolerance. The complaint, which is currently pending, specifically targets real estate securities recommended by Hegstrom. According to the disclosure […]
Eric Anthony Dupre is a former financial advisor with a lengthy career spanning over 26 years. During this time, he was affiliated with multiple well-known financial firms, including Ameriprise Financial Services and Raymond James & Associates. Dupre held several key securities licenses, including the Series 7, Series 3, SIE, Series 63, and Series 65. These
Eric Dupre (CRD #2174456): What Investors Should Know Read More »
When you entrust your financial future to a financial advisor, you expect competent management of your investments. Unfortunately, investment losses due to investment advisor misconduct, unsuitable investment advice, or outright fraud occur more frequently than many investors realize. As securities lawyers at Haselkorn & Thibaut, we have helped countless investors navigate these challenging situations and
Financial Advisor Lost My Money: What to Do – A Complete Legal Guide Read More »
In a recent development, a customer has filed a complaint against registered representative Marc Korsch (CRD #5525226), alleging that he recommended high-risk, speculative investments and failed to properly allocate and diversify the complainant’s investment portfolio. The alleged misconduct occurred during Korsch’s tenure at Yarkadios Capital (CRD #282710) in Florida between March 1, 2021, and September
Michael Harris, a registered investment advisor, is currently facing allegations of breaching his fiduciary duty to a client. According to the customer dispute filed on January 25, 2024, the client claims that Harris liquidated stocks in their account on December 27, 2023, instead of October 16, 2023, as allegedly agreed upon. The client alleges that