Financial Advisor Fraud

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Yvette Barrera, an investment adviser representative currently registered with Foundations Investment Advisors LLC in New Braunfels, Texas. If you’ve worked with Ms. Barrera or have concerns about your investments, understanding her regulatory history and potential red flags is crucial for protecting […]

Joseph Froemming, a former financial advisor at Edward Jones, is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, following allegations of unauthorized account transfers resulting in significant losses for his client. The firm, with offices in Florida, New York, North Carolina, Arizona, and Texas, is offering free consultations to any

Cabot Lodge Securities LLC and broker David Arlein are facing allegations of breach of fiduciary duty, negligence, negligent misrepresentation, breach of contract, failure to supervise, and violation of Regulation Best Interest in connection with a private placement investment. The customer dispute, filed on January 24, 2024, is currently pending, with the claimant seeking damages of