Financial Advisor Fraud
SAIC Institutions Advisor Cynthia Giovacchino Faces Allegations of Misrepresenting Investment Risks
Cynthia Giovacchino, a broker and investment advisor with SAIC Institutions, Inc., is currently facing allegations of misrepresenting structured barrier notes to a customer. The customer dispute, filed on January 30, 2024, is pending resolution and involves alternative investments and structured products. According to the disclosure on Giovacchino’s FINRA BrokerCheck profile, the customer alleges that Giovacchino
Raymond James Advisor Roman Sazonov Under Investigation at Haselkorn & Thibaut Law Firm
Roman Sazonov, a financial advisor associated with Raymond James & Associates, Inc., is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, following allegations of misconduct and mismanagement of client funds. The firm, with offices in Florida, New York, North Carolina, Arizona, and Texas, is offering free consultations to clients who
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Billy Aycock of Cabin Securities Accused of Misconduct over GPB Investments
Billy Aycock, a broker and investment advisor associated with Cabin Securities, Inc., is currently facing allegations of misconduct related to the sale of GPB Waste Management LP investments. The customer dispute, filed on January 30, 2024, is pending resolution and involves claims that the respondents failed to conduct reasonable due diligence on the investment product
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Matthew Weglarz from Wells Fargo Under Investigation for Unsuitable Investment Recommendations
Matthew Weglarz, a broker and investment advisor with Wells Fargo Clearing Services, LLC, is currently under investigation by Haselkorn & Thibaut, P.A., a national investment fraud law firm, following allegations of unsuitable investment recommendations. The firm, with offices in Florida, New York, North Carolina, Arizona, and Texas, is offering free consultations to clients who may