Financial Advisor Fraud

Thomas Jarrett Fired After Taking Orders From Dementia-Impaired Client

We’ve seen a troubling case in the financial advisory world. Thomas Jarrett, a former Wells Fargo financial advisor, was fired for accepting instructions from a client with dementia. This serious breach led to fines and suspension from his position in the industry. Financial advisors must protect their clients, especially those with mental impairments. The case […]

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LPL Financial Advisor Barbara Leonard Faces Unsuitable Investment Allegations

Barbara Leonard, a financial advisor associated with LPL Financial LLC, is currently facing allegations of recommending unsuitable investments to her clients. The complaint, filed on February 15, 2024, is currently pending resolution, according to the advisor’s FINRA BrokerCheck report. The details of the allegations state that Leonard‘s clients have accused her of recommending investments that

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Wells Fargo Advisor Simon Leung Under Investigation for Allegedly Unsuitable Investment Recommendations

Simon Leung, a financial advisor with Wells Fargo Clearing Services, LLC, is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, following allegations of recommending unsuitable investments to a customer. The customer complaint, filed on November 22, 2023, and denied on February 15, 2024, claims that Leung recommended purchasing a variable

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