Financial Advisor Fraud

Greg Corrie faced serious claims about his work at Cambridge Investment. He was accused of pushing too many UIT products on his clients. Excessive Use of UIT Investment Products Greg Corrie’s termination from Cambridge Investment Research raised eyebrows. Cambridge filed a Form U5 notice on March 17, 2023, citing Corrie’s excessive use of Unit Investment […]

In a recent development that has sent shockwaves through the investment community, a serious allegation has been leveled against William Czaplewski, a broker and investment advisor associated with LPL Financial LLC. According to the disclosure filed on March 19, 2024, a customer has alleged that an investment made in 2015, based on Czaplewski’s recommendation, was

Bernell Baker, a broker and investment advisor associated with LPL Financial LLC, is facing serious allegations from a customer who claims that an investment made in 2014 was unsuitable for their investment objectives and risk tolerance. The customer dispute, which is currently pending, involves a real estate security and has the potential to impact investors

In a recent development that has sent shockwaves through the investment community, a serious allegation has been made against Philippus Van Staden and Green Vista Capital, LLC. The case, which is currently pending, involves a customer dispute that alleges a range of misconduct, including reasonable basis unsuitability, breach of fiduciary duty, negligence, misrepresentation, and aiding

Robert McKee, a broker and investment advisor associated with LPL Financial LLC, is currently facing a serious customer dispute allegation that has the potential to significantly impact investors. According to the disclosure information available on FINRA’s BrokerCheck (CRD #1223331), the customer alleges that an investment made in 2015, based on McKee’s recommendation, was unsuitable for