Financial Advisor Fraud

Charles Schwab & Co., Inc. and one of its former financial advisors, Jason Young, are facing serious allegations of misconduct related to options trading. The customer dispute, filed on March 6, 2024, and currently pending resolution, claims that Young and Charles Schwab engaged in a breach of fiduciary duty, negligence/gross negligence, negligent misrepresentation, intentional misrepresentations/omissions, […]

Daniel Mullett, a broker and investment advisor with Key Investment Services LLC, is facing a serious allegation from a client who claims that Mullett provided poor advice in March 2021. The client alleges that Mullett recommended a 1035 exchange of a Great American Life Indexed Annuity into a Brighthouse Index Annuity valued at $119,019.13. This

Patrick Egan, a broker and investment advisor with Western International Securities, Inc., is currently facing a serious customer dispute allegation. The complaint, filed on March 6, 2024, alleges misrepresentation related to debt and corporate securities. This pending case has raised concerns among investors, as the outcome could have significant implications for those who have entrusted

Alex Linderman, a broker with Fifth Third Securities, Inc., is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, following a serious allegation of misconduct. The firm is offering free consultations to clients who may have suffered losses due to Linderman’s actions. Investment fraud and bad advice from financial advisors can