Financial Advisor Fraud

In a recent development that has sent shockwaves through the investment community, a serious allegation has been leveled against Bradley Bowman, a broker and investment advisor associated with LPL Financial LLC. The allegation, filed by the co-executor of an estate, claims that Bowman recommended unsuitable investments to the complainant’s now-deceased father-in-law sometime prior to 2014. […]

Eric Wishan, a broker and investment advisor associated with Cetera Advisor Networks LLC, is currently facing a serious customer dispute allegation that has caught the attention of investors and industry watchdogs alike. The complaint, filed on March 19, 2024, and currently pending resolution, alleges that Wishan made an unsuitable investment recommendation to a customer in

Kevin Kelly, a broker and investment advisor associated with Avantax Investment Services, Inc., is facing a serious customer dispute allegation that could significantly impact investors. According to the disclosure on his FINRA BRD (CRD #2293119), the customer alleges that an investment made in 2014 was unsuitable for their investment objectives and risk tolerance. The product

Stephen Skokos, a broker and investment advisor with LPL Financial LLC, is facing serious allegations from a client who claims that an investment made in 2014 was unsuitable for their investment objectives and risk tolerance. The client has filed a complaint with FINRA, which is currently pending resolution. This case has significant implications for investors

Geoffrey Collins, a financial advisor associated with Wells Fargo Advisors Financial Network, LLC, is currently facing a serious allegation of misrepresentation related to annuitization options available to a client. The complaint, filed by the customer’s attorney, alleges that Collins provided misleading information about the options available when the annuity contract period ended between April 13,