Financial Advisor Fraud

Investment fraud allegations are a serious matter that can significantly impact both investors and financial advisors. One such allegation currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, involves a customer dispute filed on 9/25/2023. The customer alleges that in March and April of 2019, Registered Representative David White of Centaurus […]

Investment fraud is a serious concern that can lead to significant financial losses for investors. Recently, allegations have surfaced against financial advisor Adam Anderson and his company, Ameriprise Financial Services, LLC. The Financial Industry Regulatory Authority (FINRA) has taken note of these allegations and has taken action against Anderson. The Allegation and FINRA Rule On

Allegations related to financial malpractice are serious matters that can result in significant financial loss for investors. A recent case involving Edgar Kleydman and Equitable Advisors, LLC, his previous employer, serves as a prime example of the devastating impact of such allegations. The claimant alleges that Kleydman engaged in “selling away”, a practice where a

Investment fraud is a serious allegation that can have severe consequences for both investors and financial advisors. One such case currently under investigation by Haselkorn & Thibaut involves financial advisor Brian Wurdemann and the firm RBC CAPITAL MARKETS, LLC. A former client alleges that Wurdemann placed trades without her prior knowledge or consent, failed to

Investors entrust their finances to financial advisors, expecting them to act in their best interests. However, there are instances where this trust is breached, as in the case of Nicholas Carter, a broker at Morgan Stanley Smith Barney and Morgan Stanley (CRD 149777). Allegations have been made against Carter, accusing him of breach of fiduciary