Financial Advisor Fraud

It’s no small matter when allegations of financial misconduct are on the table. In this case, we’re dealing with a pending customer dispute, one that has sparked a thorough investigation by the law firm of Haselkorn & Thibaut. The allegations? A client alleges that his Financial Advisor, Raymond Samuels affiliated with UBS Financial Services Inc. […]

It’s time to face the music. The financial world is abuzz with a serious allegation, and it’s not one to be taken lightly. The complaint, currently pending, alleges that certain instructions were not followed and unauthorized withdrawals were made from an annuity prior to 2010. The amount in question? A staggering $5,000. The man at

Investment disputes can be a real headache, but when it comes to the recent allegations against Luke Johnson of COASTAL EQUITIES, INC. and PRIME CAPITAL INVESTMENT ADVISORS, LLC, the situation takes a serious turn. The allegations are not to be taken lightly, as customers claim unsuitable investments were made on their behalf, totaling a staggering

It’s no secret that navigating the world of investments can be a minefield, especially when unscrupulous advisors are in the mix. Case in point: the recent allegations against Jeffrey Higgins of Western International Securities, Inc. On June 9, 2023, a customer dispute was filed against Higgins, citing unsuitable recommendations, misrepresentations, and omission of material fact.