Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched a comprehensive investigation into John Patrick Bryant (CRD #3202048), a financial advisor currently registered with Osaic Wealth, Inc. If you invested with John Bryant—whether in Florida, New York, or any state where Osaic Wealth, Inc. is active—and have concerns regarding your investment losses, our attorneys encourage you to review the following summary. We bring 95+ years of combined securities law experience, a 98% success rate across hundreds of investor claims, and actively leverage our former Wall Street defense experience to fight for individual investors like you.
We reviewed John Bryant’s BrokerCheck history as of June 16, 2026. Our ongoing investigation focuses on disclosures of customer disputes, employment separation, and potential breaches of regulatory standards. Below, we outline findings from public records and highlight what they may mean for impacted investors.
John Patrick Bryant: Background and Experience
Table of Contents
- Name: John Patrick Bryant
- CRD Number: 3202048
- Current Broker-Dealer: Osaic Wealth, Inc.
- Licensing Exams: SIE, Series 7, Series 63, Series 66
- Prior Employers:
- American Portfolios Advisors, Inc.
- American Portfolios Financial Services, Inc.
- Wells Fargo Clearing Services, LLC
- UBS Financial Services Inc.
- Mercer Allied Company, L.P.
Key Red Flags: Disclosures and Allegations
BrokerCheck records for John Bryant reflect a concerning pattern of customer disputes and a significant employment separation disclosure. Each of these red flags may affect current and former clients.
Customer Disputes
| Date | Summary of Allegation | Product(s) Involved | Outcome / Status | Damages |
|---|---|---|---|---|
| April 9, 2026 | Alleged mismanagement of portfolio, failure to follow instructions, excessive advisory fees, and unsuitable recommendations. | Variable annuities, asset-backed debt, government debt, listed equities, insurance | Pending FINRA arbitration (Case No. 26-00781) | $5,000,000 (alleged) |
| November 7, 2016 | Failure to disclose investment risks (activity 4/1/2013 – 7/1/2015) | Equity-OTC | Settled (2/2/2017); John Bryant did not personally contribute | $20,000 |
What this may mean for investors: Multiple client disputes—particularly those alleging unsuitable investment recommendations, mismanagement, failure to follow instructions, and excessive fees—may be warning signs of broader supervisory or sales practice issues. The pending $5 million claim is substantial, and even a smaller settled complaint may suggest a pattern worth reviewing. Our attorneys have recovered funds in similar cases for investors nationwide.
Employment Separation Disclosure
- Date: February 27, 2018
- Firm: Wells Fargo Advisors, LLC
- Reason: Discharged for “a concern regarding a similar trading pattern for multiple clients (with varying age and investment profiles) in positions the advisor was purchasing for himself.”
- Advisor Response: Bryant denies breaching policy and states that all trades were in clients’ best interests and executed at the best price.
- Product Involved: Listed Equities
This separation raises questions about potential conflicts of interest and adherence to trading policies. If your account was managed by John Bryant around that period, you may wish to review your account statements or seek an independent account review.
Securities Rules and Standards Potentially at Issue
- FINRA Rule 2111 (Suitability): Brokers must recommend investments based on a client’s financial profile, investment objectives, risk tolerance, and liquidity needs. Allegations of poor recommendations or avoidable losses often implicate this rule.
- FINRA Rule 2010 (Standards of Commercial Honor): Requires brokers to observe high standards of commercial honor and just and equitable principles of trade. Allegations involving disregard of client instructions or conflicted trading patterns may raise concerns under this rule.
- Regulation Best Interest (Reg BI): Requires financial professionals to act in the best interest of retail customers at the time of a recommendation and not place their own interests ahead of the customer’s. Required obligations include disclosure, care, conflict of interest, and compliance.
The Importance of BrokerCheck and Ongoing Oversight
We encourage all clients and investors to review John Patrick Bryant’s complete BrokerCheck profile. Disclosures may reveal red flags, customer disputes, or employment issues that warrant closer attention. Timely action may help preserve your options for recovering investment losses.
Our Approach: Aggressive Advocacy and Industry Knowledge
Our attorneys draw on former Wall Street defense experience to pursue recoveries for individuals harmed by alleged misconduct, mismanagement, or unsuitable investment practices. Our top 2% Martindale-Hubbell AV Preeminent rating, recognition as Super Lawyers, $520 million in securities matters, and 5.0-star client reviews reflect our commitment and results. No recovery, no fee.
What To Do If You Suffered Losses With John Bryant
- Review for Red Flags: Look for unexplained losses, excessive fees, sudden strategy changes, or investments that did not match your risk tolerance.
- Request a Case Review: Our attorneys offer complimentary, confidential consultations to review your investments and assess potential claims.
- Act Promptly: Securities arbitration and investment fraud claims are subject to strict deadlines, so it is important to seek advice as soon as possible.
If you invested with John Patrick Bryant at Osaic Wealth, Inc. or a prior firm and have questions about your portfolio, losses, or fees, contact our team today. With decades of securities law experience and industry insight, we are prepared to advocate for your financial recovery.
Free Consultation – Call 1-888-885-7162 to speak directly with our attorneys. There is no fee unless we recover funds for you.
Your recovery is our mission.
