Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched a thorough investigation into Matt Nadeau, a financial advisor based in Roseville, California (CRD# 4637541), who is currently registered with Kingswood Capital Partners and affiliated with Kingswood Wealth Advisors. As a premier national law firm dedicated to representing investors in securities fraud and mismanagement claims, we want to ensure that investors are fully informed about recent developments and potential red flags concerning this advisor’s record and background.
Our attorneys are frequently retained by individuals who have suffered significant losses at the hands of financial professionals. With a 98% success rate across hundreds of investor claims, over $520 million in securities matters handled, and more than 95 years of combined securities law experience, our team is uniquely qualified to conduct these investigations. If you believe you may have suffered financial harm in connection with Matt Nadeau or Kingswood Capital Partners, we urge you to contact us now for a confidential, no-obligation consultation at 1-888-885-7162. Remember, there is no fee unless we recover your losses.
Who Is Matt Nadeau of Kingswood Capital Partners?
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Matt Nadeau has spent 21 years in the securities industry. He is currently:
- Registered as a broker with Kingswood Capital Partners, a national broker-dealer.
- Registered as an investment advisor with Kingswood Wealth Advisors.
- Based in Roseville, California, with licensing in 33 states.
Mr. Nadeau has passed five key industry exams (SIE, Series 7, Series 6, Series 63, Series 65). His past affiliations include Resurgent Financial Advisors, Hayden Royal, Lord Abbett Distributor, Wells Fargo, Evergreen Investment Services, and Northwestern Mutual Investment Services.
Recent $180,000 Settlement: What Investors Need to Know
In 2025, a customer complaint was filed against Matt Nadeau alleging that he failed to act in his client’s best interest while recommending and facilitating the sale of a Delaware Statutory Trust (DST) through Kingswood Capital Partners. In May 2026, this matter settled for $180,000. While a settlement does not equate to an admission of wrongdoing, the size and nature of the claim signal potential suitability, due diligence, or breach of duty concerns.
| Date | Allegation | Product Involved | Status/Resolution | Settlement Amount |
|---|---|---|---|---|
| 2025 | Failure to act in client’s best interest regarding DST recommendation | Delaware Statutory Trust (DST) | Settled (May 2026) | $180,000 |
Understanding the Red Flags: Delaware Statutory Trusts (DSTs)
Delaware Statutory Trusts allow individual investors to pool funds and purchase interests in institutional-grade real estate such as commercial complexes, senior living facilities, or apartments. DSTs can be used in a 1031 exchange to defer capital gains taxes. However, they carry critical risks that make them unsuitable for many investors:
- Illiquidity – DST investments cannot readily be sold or redeemed.
- High fees – Total costs are often much higher than traditional investments.
- Lack of control – Management is handled by a trustee, not the investors.
- Complexity – Legal and tax structures can be difficult for many investors to fully understand.
If you invested in DST products at the recommendation of Matt Nadeau or Kingswood Capital Partners and were not fully informed of these risks, you may have a claim for recovery. We have extensive experience representing victims of unsuitable alternative investments.
Comprehensive Review of Matt Nadeau’s Regulatory Record
According to the latest regulatory and public records as of July 2026:
- No regulatory disciplinary actions or financial industry sanctions reported by FINRA, SEC, or state regulators.
- No pending or past SEC administrative proceedings.
- No federal court civil lawsuits or enforcement actions.
- No criminal or civil judicial disclosures.
- No bankruptcy disclosures.
- See Matt Nadeau’s current BrokerCheck profile.
While there may be no current formal regulatory action, the settled investor complaint for a substantial amount should be regarded as a serious concern and a potential indicator of customer harm, especially regarding the recommendation and sale of high-risk products like DSTs.
Our Perspective: How We Fight for Investors
As former Wall Street defense attorneys, our attorneys know firsthand how financial firms and their representatives structure their defense strategies. We use this insider knowledge, sharpened by Top 2% peer-reviewed (Martindale-Hubbell AV Preeminent) and Super Lawyers-designated attorneys with 5.0-star client reviews, to aggressively advocate for investors harmed by negligence or misconduct. Every matter is handled on a contingent “No recovery, no fee” basis, so you risk nothing by reaching out.
Checklist: What To Do If You Suffered DST or Other Investment Losses
- Gather your investment statements and DST offering materials.
- Note any communications with Matt Nadeau or Kingswood Capital Partners regarding the product.
- Request a copy of your new account documents and investment profile from the firm.
- Reach out promptly for an evaluation—time limits exist for pursuing your claim.
Our attorneys offer a free review of your case. If we recover funds on your behalf, only then do we collect a fee. We are available nationwide.
Request a Free Consultation Today
If you invested with Matt Nadeau in Roseville, California, or with Kingswood Capital Partners or Kingswood Wealth Advisors, and have experienced significant losses or have concerns about a DST or other investment, we encourage you to act without delay. Contact us now at 1-888-885-7162 for a free, confidential case evaluation. Our team will carefully investigate your situation and pursue every possible avenue of recovery. Your recovery is our mission.
