Haselkorn & Thibaut Launches Investigation Into Michael William Jarvis, Cetera Wealth Services, LLC – McKinney, TX
Is your investment portfolio managed by Michael William Jarvis out of McKinney, TX, or are you concerned about past or recent activity involving your accounts at Cetera Wealth Services, LLC? You’re not alone. Haselkorn & Thibaut, a national investment fraud law firm with more than five decades of experience and a 98% success rate, has opened an investigation into Michael William Jarvis, CRD# 2160274, and certain investment practices associated with his business activities.
Summary: Who Is Michael William Jarvis?
Michael William Jarvis is an experienced stockbroker and investment adviser, currently registered with Cetera Wealth Services, LLC and Cetera Investment Advisers LLC. He has been active in the industry since 1991, with prior affiliations including AXA Advisors, Girard Securities, and Cetera Advisor Networks. Mr. Jarvis operates out of McKinney, TX, a hub for financial services in the region.
Quick Facts at a Glance:
| Field | Value |
|---|---|
| Name | Michael William Jarvis |
| CRD/CRM Number | 2160274 |
| Broker-Dealer | Cetera Wealth Services, LLC |
| City, State | McKinney, TX |
| Licenses | Series 6, 7, 63, 65, SIE; licensed in 31 states |
| Other Affiliations | Legacy Financial Advisors, MJ and S Holding, LLC, Mike Jarvis Financial Services, LLC |
Regulatory Background & Oversight
Michael William Jarvis is registered with FINRA and has maintained his license in good standing across multiple states. His affiliations include work as a financial advisor and insurance agent. Despite his long tenure, it’s essential for investors to remain informed about the latest status of their advisor’s record and potential red flags.
You can review Michael Jarvis’s regulatory disclosures and registration status directly through FINRA BrokerCheck by searching CRD# 2160274.
Red Flags: Complaints, Allegations & Customer Disputes
While the majority of financial professionals maintain clean records, Michael William Jarvis has been associated with customer complaints and disputes that demand investors’ attention. Take a closer look below:
Customer Disputes:
- October 2025 (Active/Pending):
A customer filed a FINRA arbitration in connection with Cetera Wealth Services, LLC. The allegation: Excessive advisory fees charged by Michael Jarvis. Client seeks $800,000 in total damages. This case is currently pending. - 2002 (Settled):
While with AXA Advisors, Mr. Jarvis was named in a customer complaint alleging unauthorized investment in mutual funds. The firm resolved the matter with a payment of $132,860 to the client. No admission of fault was made by Mr. Jarvis.
Summary of Allegations Linked to Michael William Jarvis:
- Excessive advisory fees
- Unauthorized trading/activity
As an investor, it’s your right to have transparency about your advisor’s record and to ask for clarity about fees and investment decisions made on your behalf. Complaints involving excessive fees or unauthorized investment activity may impact your long-term returns or overall financial plan.
Regulatory Disclosures & Status
Current as of the most recent public filings and regulatory updates:
- No formal regulatory actions, censures, or fines reported against Michael Jarvis by FINRA or the SEC
- No criminal events, bankruptcy filings, or civil litigation actions identified
- No reported terminations for cause; outside business activities are disclosed in compliance with Cetera’s policies
Regular monitoring of your broker’s status is recommended. Regulatory records are subject to updates, especially as customer disputes are filed or resolved.
Recognizing Investor Red Flags
Staying informed as an investor is essential. Here’s what you should consider if your accounts were handled by Michael William Jarvis:
- Did you notice unexplained or excessive fees?
- Have any investments been executed without your prior approval?
- Did your portfolio underperform without a clear explanation or without adequate risk disclosures?
If any of these situations apply to you or someone you know, you may be entitled to seek recovery of investment losses through FINRA arbitration or other available avenues.
Next Steps: Investor Protection & Free Consultation
Haselkorn & Thibaut stands ready to help. As a national law firm dedicated exclusively to investment fraud, our team has a 98% success rate and has recovered millions for harmed investors across the country. Most cases are handled on a contingency basis: no recovery, no fee.
Your rights as an investor matter. Even if your account issues seem minor, timely action is key to maximizing your recovery potential.
Get a confidential, cost-free consultation with an attorney experienced in securities arbitration and investor loss recovery:
Call Haselkorn & Thibaut Today: 1-888-994-8066
It’s easy to get started—just reach out by phone. Our process is straightforward, and our team will answer your questions without any obligation.
Conclusion: Stay Proactive & Protect Your Portfolio
If you’ve experienced investment losses or have unanswered questions about activity linked to Michael William Jarvis or Cetera Wealth Services, LLC in McKinney, TX, don’t delay in seeking guidance. Haselkorn & Thibaut offers you experience, results, and full support as you navigate your options.
Empower yourself with information and advocacy—call 1-888-994-8066 for a free, confidential review of your situation.
Your financial future deserves trusted, professional help.
