Haselkorn & Thibaut Opens Investigation Into Berkely R. Arrants, Houston TX, Stockbroker (CRD# 4692327) of The Leaders Group, Inc.
Are you an investor who worked with Berkely R. Arrants in Houston, Texas? Haselkorn & Thibaut, a national investment fraud law firm with over 50 years of experience, a 98% success rate, and millions recovered for clients, is currently investigating investment losses involving Berkely R. Arrants (CRD# 4692327), registered with The Leaders Group, Inc. and Savvy Wealth (Investment Adviser Representative). If you’ve experienced unexpected account losses or have concerns about your investments, knowing your rights is crucial—there is NO cost to speak with our legal team. Call for a free consultation: 1-888-994-8066.
Who is Berkely R. Arrants?
- Full Name: Berkely R. Arrants (sometimes listed as Berkely Rhodes Arrants or Berkely Rhodes)
- Current Role: Registered Investment Adviser (Savvy Wealth), Wealth Manager, and former broker at The Leaders Group, Inc.
- Primary Location: Houston, Texas
- Professional Licenses: SIE, Series 7, Series 63, Series 65, Series 66
- CRD Number: 4692327
- Other Affiliations: Horizon Advisory Group, LLC (Houston, TX); Independent Insurance Agent (Chattanooga, TN); Savvy Wealth
Employment Background & Registration History
| Firm | Dates of Association | Location / Role |
|---|---|---|
| The Leaders Group, Inc. | 08/2021 — 10/2025 | Houston, TX / Registered Representative (FINRA Broker) |
| Savvy Wealth | Registered since 10/14/2025 | Houston, TX / Investment Adviser Representative |
| MML Investors Services, LLC | 02/2014 — 08/2021 | Registered Rep |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | 2003–2009 (various) | Advisor/Broker |
| Chase Investment Services Corp. | Not specified | Advisor/Broker |
| Hornor, Townsend & Kent, Inc. | Not specified | Advisor/Broker |
| Wealth Development Strategies Investment Advisory | Not specified | Advisor |
Recent Event: Employment Separation After Allegations
In October 2025, Berkely R. Arrants was permitted to resign from The Leaders Group, Inc. during a period of internal review. This separation after allegations is listed as a disclosure type, with the specifics marked as “under internal review.”
What does “Employment Separation After Allegations” mean for investors?
- It often indicates a possible concern identified by the firm, prompting either internal review or investigation.
- It does not mean wrongdoing has been established, but should prompt investors to monitor their accounts and review any investments with greater care.
Red Flags for Investors & What to Watch For
- Recent employment separation after allegations/investigation: This alone does not confirm misconduct, but it is a signal to review your investments.
- Internal review by The Leaders Group, Inc.: Internal reviews typically follow identification of potential violations of industry standards and can lead to formal investigations.
- Multiple firm associations: While not uncommon in finance, frequent moves or separations should prompt further research by investors.
Complaint & Regulatory History: What Do Public Records Show?
As of the most current available public data:
- No customer complaints or disputes against Berkely R. Arrants found in official databases
- No regulatory actions (by FINRA, SEC, or state securities agencies)
- No civil lawsuits or FINRA arbitration claims
- No criminal disclosures or bankruptcy filings
- No professional disciplinary notices or warnings
- No SEC investigations, enforcement actions, or litigation releases
- No negative news reports or credible online complaints
For the most recent status, investors are encouraged to consult FINRA BrokerCheck directly.
Why an Internal Review Still Matters
It’s important to know that an “internal review” or “permitted resignation after allegations” is viewed seriously in the financial services industry. While there are currently no public customer complaints or disciplinary actions reported against Berkely R. Arrants, internal reviews can sometimes precede such actions or further investigations. If you have questions about your investment experience or transactions, discussing your specific situation with experienced counsel is always a prudent step.
Haselkorn & Thibaut Can Help Investors Nationwide
With a national team of dedicated securities attorneys, Haselkorn & Thibaut represents investors who have suffered losses due to the actions or negligence of brokers and investment advisers. Our team is familiar with firm procedures and common investor issues, and we handle most cases on a contingency fee basis: no recovery means no fee.
- Confidential, complimentary case review
- No obligation to proceed
- Help with reviewing your account statements, transactions, and determining if you have a potential recovery case—through FINRA arbitration or directly with the firm
Contact Haselkorn & Thibaut now at 1-888-994-8066 for your free, no-risk case evaluation.
What Should You Do Next?
- Review your investment account statements for unexplained losses or fees
- Gather correspondence and documents related to your investments
- Call Haselkorn & Thibaut at 1-888-994-8066 for a confidential discussion
- Ask about your rights as an investor and the potential to recover any losses
Summary Table: Berkely R. Arrants (CRD# 4692327) — The Leaders Group, Inc.
| Category | Status / Details |
|---|---|
| Customer Complaints | No public complaints or arbitration claims |
| Regulatory Actions | No actions by FINRA, SEC, or states |
| Employment Separation | Permitted to resign from The Leaders Group, Inc. (10/2025) under internal review |
| Current Affiliations | Savvy Wealth (IAR), Horizon Advisory Group, Insurance Agent |
Empowering Investors—Discreet, Professional, and Nationwide
If you invested with Berkely R. Arrants (Houston, TX) of The Leaders Group, Inc. and have any concerns about account activity, contact Haselkorn & Thibaut at 1-888-994-8066 for a free review. There is no cost or obligation to learn more about your rights and options, and your consultation is completely confidential.
Your financial future matters—reach out today for genuine answers and trusted guidance from experienced investment fraud lawyers.

