Haselkorn & Thibaut has opened an investigation into Anne Davidson (CRD# 728189), a Dallas, Texas-based financial advisor affiliated with Wells Fargo Clearing Services. If you have concerns about your investments or have experienced losses while working with Ms. Davidson, this report provides valuable information to help guide your next steps—plus a direct way to seek no-obligation, confidential guidance from investment fraud lawyers with a national presence and proven results.
Anne Davidson: Overview of Registration, Experience, and Credentials
Table of Contents
Anne Davidson is a seasoned financial advisor and broker with over 44 years of experience in the securities industry. Her career spans multiple top-tier firms, and she has been registered with Wells Fargo Clearing Services since 2003. She is currently registered as both a broker and an investment advisor, allowing her to offer a broad array of client services.
Key Professional Information:
- Location: Dallas, Texas
- CRD Number: 728189
- Current Registrations: Broker with Wells Fargo Clearing Services; Investment Advisor with Wells Fargo Advisors
- Industry Tenure: 44 years
- Past Affiliations: Merrill Lynch, Painewebber Jackson & Curtis, EF Hutton & Company, Lehman Brothers, Prudential Securities
- Licenses/Exams Passed: SIE, Series 65, Series 63, Series 3, Series 7, Series 5
- State Licenses Held: 27
Table: Complete List of Disclosures and Complaints Against Anne Davidson
| Date Filed | Forum | Allegation Summary | Disposition |
|---|---|---|---|
| November 2025 | FINRA | Alleged failure to disclose risk to principal if capital call requirements were not met. Damages unspecified. | Pending |
| 1989 | NASD Arbitration | Unauthorized trades as a representative of Painewebber Jackson & Curtis. | Awarded $3,808 to claimant |
Summary of Complaints: Red Flags for Investors
Anne Davidson’s BrokerCheck record shows multiple investor complaints. It is important for current and prospective clients to understand the nature of these disclosures:
- Most Recent Complaint (November 2025): The investor alleges that Ms. Davidson, acting as a Wells Fargo Advisors representative, failed to explain the risks associated with not meeting capital call requirements, specifically that the client’s principal was at risk. This matter is listed as pending, with unspecified damages.
- Earlier Disclosure (1989): As a representative of Painewebber Jackson & Curtis, Davidson was accused of executing unauthorized trades in a client account. The complaint progressed to arbitration, resulting in an award to the claimant for $3,808.
No other recent regulatory actions or disciplinary disclosures have been found through publicly available FINRA or SEC records as of December 14, 2025. BrokerCheck can be checked by investors for the most up-to-date status.
Investor Awareness: FINRA Rules & Your Rights
FINRA sets rigorous standards for broker conduct. The primary regulations that apply to these matters include:
- FINRA Rule 2020: Prohibits representatives from misrepresenting or omitting material facts when making recommendations.
- FINRA Rule 2010: Requires brokers to observe high standards of commercial honor and equitable principles.
Brokers and investment advisors are expected to fully disclose all material risks and obtain authorization prior to transactions in client accounts. Failure to do so is a serious matter that may entitle investors to seek recovery of losses.
Steps to Take if You Have Concerns About Anne Davidson or Your Investments
Haselkorn & Thibaut is actively investigating claims involving Anne Davidson and Wells Fargo Clearing Services. With over 50 years of combined experience, a 98% success rate, and millions recovered for investors nationwide, our team understands both the challenges and opportunities facing investors today.
If you have worked with Anne Davidson or Wells Fargo and are concerned about potential risks or unexplained losses, follow these steps:
- Review your account statements for unexplained transactions or losses.
- Request all investment documentation and communication records from your advisor or brokerage.
- Contact a qualified investment fraud attorney for a free, confidential review of your case.
You do not have to shoulder the burden alone—Haselkorn & Thibaut is here to help. There is no fee unless we recover funds for you.
How to Verify Advisor Records for Your Protection
We strongly encourage all investors to periodically verify the regulatory records of their financial advisors. Here’s a quick guide:
- Consult FINRA BrokerCheck for customer complaints, employment history, and disciplinary events.
- Review SEC records (EDGAR and Enforcement Actions) for filing and regulatory proceedings.
- Search for news media coverage and court records (PACER) for any additional civil or criminal cases involving your advisor.
Contact Haselkorn & Thibaut Today for a Free Case Consultation
If you believe you may have suffered investment losses, take action now. Haselkorn & Thibaut’s experienced securities attorneys are available to provide a confidential, cost-free evaluation of your situation. With our national reach and deep expertise, you gain a dedicated advocate solely focused on your best interests.
Contact Haselkorn & Thibaut at 1 888-885-7162 for your free consultation. There is no obligation—no recovery, no fee. Early intervention is vital, as timelines to recover losses can be limited.
Stay proactive. Protect your financial future. If you are a current or former client of Anne Davidson in Dallas, Texas, with Wells Fargo Clearing Services, don’t wait—call today to get the answers and support you deserve.
