Haselkorn & Thibaut, a national law firm specializing in investment fraud with over 50 years of experience and a 98% success rate, has opened an investigation into Adam Ross Lunceford—formerly of LPL Financial LLC in Scottsdale, AZ, CRD #4686499. If you’ve invested with Mr. Lunceford, this comprehensive report provides transparency on his regulatory record, outlines any current client concerns, and helps you understand your rights as an investor.
Who is Adam Ross Lunceford?
Adam Ross Lunceford is a former FINRA-registered broker and investment adviser who maintained a significant presence in Scottsdale, Arizona. Over a career spanning two decades, Mr. Lunceford worked for several reputable firms, most recently at **LPL Financial LLC** from October 2013 to May 2023.
Professional Background Snapshot
| Time Period | Firm / Affiliation |
|---|---|
| 10/2013–05/2023 | LPL Financial LLC |
| 11/2010–10/2013 | Securities Service Network, Inc. |
| 04/2010–11/2010 | LPL Financial Corporation |
| 03/2006–04/2010 | Merrill Lynch, Pierce, Fenner & Smith Incorporated |
| 09/2003–03/2006 | Edward Jones |
Additional Business Affiliations
- Lunceford Private Wealth Management (DBA across multiple firms)
- Householder Group Estate & Retirement Specialists
- Jackson Hewitt (tax franchise operations)
- Lunceford Capital Holdings, LLC & Lunceford Tax Holdings, LLC
- Rental real estate activities
- Lunceford Medical Group LLC (franchise clinics)
- ECA Marketing Inc (insurance offerings)
Why Are Investors Reviewing Adam Ross Lunceford’s Record?
After a long-standing tenure at LPL Financial, Adam Ross Lunceford is no longer registered with FINRA as of May 2023. Investors often seek clarity on an advisor’s past—especially when considering ongoing or unresolved customer disputes. Haselkorn & Thibaut’s investigation seeks to uncover any red flags or unresolved issues so that investors can make informed recovery decisions.
Current Complaints and Disputes: A Detailed Look
- Pending FINRA Arbitration (Case No. 25-01761, Filed August 2025): A customer of LPL Financial has filed a claim seeking $140,000 in damages. The dispute centers around an investment in a non-traded Real Estate Investment Trust (REIT) made in July 2013, which is alleged to have been unsuitable for the client’s objectives and risk tolerance.
What Does “Unsuitability” Mean?
When an advisor recommends investments inconsistent with a client’s goals, financial status, or risk appetite, this is called unsuitability. Such recommendations may expose investors to risks they neither understand nor agreed to bear, frequently resulting in avoidable losses. This is one of the most common grounds for customer arbitration claims and often signals broader supervisory or due diligence lapses.
How to Independently Review Adam Ross Lunceford’s Background
Investors are strongly encouraged to use FINRA’s BrokerCheck by entering either “Adam Ross Lunceford” or CRD number 4686499. BrokerCheck offers the most updated record of regulatory actions, disputes, employment history, and other vital disclosures.
Summary of Regulatory Record and Public Complaints
| Issue | Status | Details |
|---|---|---|
| Customer Complaints | 1 (pending) | Unsuitability of REIT investment, $140,000 in damages sought |
| Regulatory Actions | None | No findings by FINRA, SEC, or state regulators |
| Civil Lawsuits / Court Records | None | No federal or state filings found |
| Bankruptcies, Judgments, Tax Liens | None | No public disclosures |
What’s the Bottom Line for Investors?
While Adam Ross Lunceford’s BrokerCheck record is free of regulatory actions and disciplinary findings, there is now a significant pending customer dispute alleging unsuitability and seeking damages. The existence of a single claim—especially one involving suitability—does not guarantee wrongdoing. However, it does signal the importance of proactive monitoring and rapid action if you suspect your investments were mishandled.
Have Questions? Take Action Now.
- If you invested with Adam Ross Lunceford, particularly in non-traded REITs or other alternative assets, and sustained losses, you may be eligible for recovery.
- Haselkorn & Thibaut offers a free, confidential consultation for investors nationwide.
- No recovery, no fee. With millions recovered and a 98% success rate, the firm is focused on your interests.
Contact Haselkorn & Thibaut at 1-888-885-7162 for a complimentary case review. The right team can help you determine your next steps, clarify your rights, and pursue any losses through the proper channels, including FINRA arbitration. Don’t wait for your claim to be lost to time—engage experienced legal counsel dedicated to investor protection and client service.
Stay Proactive: Your Next Steps
- Regularly monitor your investments and brokerage statements for inconsistencies.
- Set calendar reminders to revisit FINRA’s BrokerCheck and watch for potential updates on case outcomes or disclosures.
- Speak with a specialized investment loss attorney before signing any legal documents or settlements.
The Takeaway: If you worked with Adam Ross Lunceford in Scottsdale, AZ, or through LPL Financial LLC, and are concerned about your investment outcomes, leverage the resources of seasoned attorneys at Haselkorn & Thibaut. Call 1-888-885-7162 today and take the first step toward potentially recovering your losses.
