Haselkorn & Thibaut, a national law firm dedicated to investor advocacy, has initiated an investigation into Preston Walchli (CRD# 7265249), a registered broker with Realta Equities in Scottsdale, Arizona. This research report is designed to arm investors with detailed, up-to-date information about Mr. Walchli’s professional background, complaint history, and industry standing — empowering clients to make informed choices regarding their financial futures.
Summary Table: Preston Walchli & Realta Equities
Table of Contents
| Field | Value |
|---|---|
| Advisor Name | Preston Walchli |
| Advisor’s CRD | 7265249 |
| Broker-Dealer | Realta Equities |
| Location | Scottsdale, Arizona |
| Securities Licenses | Arizona, California, Nevada |
| Exams Passed | SIE, Series 66, Series 7 |
| Industry Experience | 4 Years |
| Past Affiliations | Realta Investment Advisors, Wealth Strategies Advisory Group, Robinhood Financial, Morgan Stanley |
Preston Walchli: Background and Registration Details
Preston Walchli has been a registered representative in the securities industry for approximately four years. Since 2023, he has been affiliated with Realta Equities based in Scottsdale, Arizona. His professional background also includes previous roles at Realta Investment Advisors, Wealth Strategies Advisory Group, Robinhood Financial, and Morgan Stanley.
With licensing spanning Arizona, California, and Nevada, Mr. Walchli has met the requirements for several securities industry exams, including the Securities Industry Essentials (SIE), Uniform Combined State Law Exam (Series 66), and the General Securities Representative (Series 7).
Investor Complaint and Allegations
The most significant recent development involving Mr. Walchli is a pending investor complaint filed in December 2025. According to public disclosures, the customer alleges that, while acting as a representative of VFO Consulting Group, Transce3nd LLC, Wealth Strategies Advisory Group, and Realta Equities, Mr. Walchli made misrepresentations regarding alternative investments and “lied to” clients. The ongoing complaint requests unspecified damages and is currently unresolved.
- Allegation: Misrepresentation of alternative investments; misleading clients.
- Date Filed: December 2025.
- Status: Pending, no resolution reported as of January 2026.
According to securities industry regulations, brokers must provide accurate and complete information to clients. Misrepresentation, whether intentional or negligent, violates FINRA rules and can expose clients to unnecessary risk. If you believe your portfolio has suffered because of misleading statements or omitted facts, you may have legal options.
Regulatory and Legal Background Check: Current Status
A comprehensive review using FINRA BrokerCheck and other major public regulatory databases shows:
- No other customer-initiated disclosures on record.
- No reported arbitration or disciplinary matters involving Preston Walchli as of January 2026.
- No formal FINRA, SEC, or state regulatory disciplinary actions or administrative orders have been reported.
- No known civil lawsuits or court judgments related to Preston Walchli in PACER, EDGAR, or state dockets.
Periodic updates are standard in this industry; therefore, ongoing monitoring is highly recommended.
Recognizing Red Flags and Investor Caution
- Pending Investor Complaint: Even a single complaint, especially one alleging misrepresentation, should prompt you to review your portfolio and account activity with care.
- Misrepresentation Risks: If information about the risks of an alternative investment was not disclosed or was misstated, this could result in unnecessary losses to your investments.
- Keep Records: Always retain copies of account statements, trade confirmations, and all email or written communications with your advisor.
- Act Promptly: If you discover unauthorized activity or suspect your advisor has provided misleading information, reach out for professional advice.
What Can You Do? Your Next Steps
If you have had any interaction or investment experience with Preston Walchli of Realta Equities in Scottsdale, AZ, and have concerns about unsuitable recommendations, nondisclosure of risks, or misrepresentations regarding your portfolio, you have the right to seek a free, confidential case review with an experienced firm.
Haselkorn & Thibaut (InvestmentFraudLawyers.com) is a national law firm dedicated to protecting investors nationwide. With over 50 years of combined experience, a 98% success rate, and millions recovered for harmed investors, our team stands ready to hold financial advisors and brokerage firms accountable. No recovery, no fee.
Don’t wait for issues to escalate. If you or someone you know has suffered investment losses, contact Haselkorn & Thibaut now at 1-888-885-7162 for a free, confidential consultation.
Your financial well-being is our priority. Take the next step and let our experience work for you — reach out today.
