Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated an independent investigation into Matthew David Calhoun (CRD #4425914). As experienced investor advocates with a 98% success rate and more than 95 years of combined securities law experience, we are committed to using our former Wall Street defense experience and insider knowledge to help protect investors nationwide. If you invested with Matthew Calhoun, especially through Osaic Wealth, Inc. or his prior associations, your interests may be impacted by recent allegations and disclosures. We encourage concerned investors to read this investigative overview and reach out for a free, confidential consultation at 1-888-885-7162.
Who Is Matthew David Calhoun? (Osaic Wealth, Inc.)
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Matthew David Calhoun is a financial advisor currently registered with Osaic Wealth, Inc. and Signature Equity Partners, LLC. His industry tenure includes prior associations with major firms, including Cambridge Investment Research, Morgan Stanley, PFS Investments Inc., and First Financial Equity Corporation. Based on FINRA industry records and oversight, Calhoun holds broad securities licensure and has been registered in several states. These credentials indicate access to a range of investment products, including complex vehicles such as private placements.
The Recent Customer Dispute: Private Placement Concerns
Matthew Calhoun’s FINRA BrokerCheck report, reviewed as of June 18, 2026, shows a significant customer complaint that raises red flags for investors:
| Date of Dispute | Allegation | Product Involved | Claimed Damages | Outcome | Firm Involved |
|---|---|---|---|---|---|
| March 26, 2026 | Customer alleged Calhoun recommended a private placement in 2024 that resulted in losses, seeking recovery of funds. | Equity Listed (Private Placement) | $83,000 | Complaint closed with no action (May 18, 2026) | Cambridge Investment Research, Inc. |
This disclosure means a customer alleged that Matthew Calhoun’s recommendation led to significant investment losses in a private placement. The customer sought to recover $83,000—an amount that, for many individuals, represents a large portion of retirement or savings assets. Although the complaint was closed with no apparent action taken, the existence of this allegation should not be dismissed.
Understanding Private Placement Risks and Broker Obligations
Private placements present unique risks. These offerings are sometimes not traded on public exchanges and can carry greater risk of loss, limited liquidity, and insufficient disclosure compared to traditional investments. Because these products are suitable only for certain investors, industry rules place a duty on brokers and firms to thoroughly evaluate the suitability of any private placement recommendation.
- FINRA Rule 2111 (Suitability): Brokers must recommend investments only when there is a reasonable basis to believe the product fits the client’s risk profile, liquidity needs, and investment timeline. A private placement may be unsuitable for those seeking stability or easy access to funds.
- FINRA Rule 3110 (Supervision): Broker-dealers must have supervisory systems to review products and recommendations for compliance. Customer disputes can signal potential lapses in firm oversight and documentation, especially when high-risk products are involved.
How Regulation Best Interest (Reg BI) Protects You
Regulation Best Interest (Reg BI) further strengthens your rights as an investor. All broker-dealers, including those at Osaic Wealth, Inc. and Cambridge Investment Research, must:
- Disclose all material facts regarding costs, conflicts, and the nature of their relationship with you.
- Exercise care, diligence, and skill when recommending any security or investment strategy, carefully weighing risks, costs, and available alternatives.
- Identify and manage conflicts of interest, including compensation that might cause a broker to recommend one product over another.
- Maintain effective compliance policies that ensure all recommendations meet the legal standards set by Reg BI.
If a broker fails in these duties and an investor suffers recoverable losses, we can help evaluate the situation and pursue recovery of lost funds.
Comprehensive Red Flags and Complaint Review
Investors researching Matthew David Calhoun, especially those in Osaic Wealth, Inc.’s client base, should know:
- As of June 18, 2026, one customer complaint is reported on Calhoun’s BrokerCheck—specific to an alleged unsuitable private placement recommendation in 2024 that resulted in $83,000 in claimed losses. This is the sole publicly reported investor dispute or complaint on his CRD record.
- No regulatory enforcement actions, SEC orders, or formal disciplinary findings have been reported as of June 18, 2026.
- No bankruptcy, civil judgment, or federal lawsuit appears in his public records. We found no press coverage of criminal or regulatory investigations involving Matthew Calhoun to date.
Caveats: Not all disputes, settlements, or investigations are public. Investor complaints sometimes settle privately or may not trigger full regulatory disclosure requirements. State-level court actions may also be missed by federal or securities-specific databases. It is always possible for new events to emerge after a report’s published date.
Why Investors Must Act—and How We Help You Recover
Even a single customer dispute involving unsuitable investment recommendations, especially for riskier products like private placements, should prompt careful review by anyone who worked with Matthew Calhoun, Osaic Wealth, Inc., or his prior firms. These high-stakes matters can threaten retirement security and lifetime savings.
We have recovered substantial losses for individuals nationwide after a broker or firm failed duties under FINRA rules or Reg BI. Our attorneys possess:
- 98% claim success rate
- 95+ years combined securities law experience
- Over $520 million in securities matters
- Top 2% Martindale-Hubbell AV Preeminent peer rating
- Super Lawyers recognition
- Consistent 5.0-star client reviews
We advocate for you on a No recovery, no fee basis. Our former defense attorneys use Wall Street knowledge to aggressively fight for the recovery of your lost funds. Every investor’s case receives a personalized analysis from our team, not a cookie-cutter response.
Request a Free Case Review: Protect Yourself and Your Family
If you are worried about unexplained losses, unsuitable investment recommendations, or lack of proper disclosure by Matthew David Calhoun, Osaic Wealth, Inc., or any prior firm, you do not have to face the process alone. Our team is ready to investigate your situation with empathy, discretion, and tenacity. Even if your experience is not reflected by a public complaint, we urge you to have your investments reviewed.
Contact our attorneys now at 1-888-885-7162 for a completely free, confidential consultation. We will explain your rights, assess your chances for recovery, and guide you through the next steps. Take action to investigate and recover any losses—your future security deserves skilled advocacy.
