Imagine sitting down with your financial advisor, trusting them like a captain steering your ship through stormy markets, only to discover the course led to unexpected losses. That’s the reality for some investors working with Steve Menke at Cambridge Investment Research. As a seasoned advisor in Lawrence, Kansas, Menke has built a career helping clients […]
Selecting a financial advisor like Michael Rudio requires careful consideration, much like choosing a reliable partner for a long-term venture. As a registered professional with Purshe Kaplan Sterling Investments and Phase Line Capital, Michael Rudio has served clients in the financial industry since 2014. However, recent customer complaints have prompted questions about certain recommendations. This
Daniel Todd Lerner (CRD# 1255769), a long-serving financial advisor at David Lerner Associates, is facing increased legal and regulatory scrutiny following a wave of investor complaints tied to his recommendations of risky energy-sector investments. These include Energy 11, Energy 12, and the Spirit of America Energy Fund—all proprietary products offered by his broker-dealer. Over the
Daniel Lerner and Energy 11 – Investor Losses, Regulatory Action, and Legal Options Read More »
Russ Kory (CRD# 5901185), formerly a registered broker with David Lerner Associates, has been sanctioned by regulators and named in multiple customer complaints over recommendations involving high-risk, illiquid energy investments. Most notably, Kory has been linked to sales of Energy 11, a proprietary oil and gas limited partnership that has triggered losses for investors across
Russ Kory and Energy 11: Investor Losses, FINRA Sanctions, and Recovery Options Read More »
Eric Anthony Dupre is a former financial advisor with a lengthy career spanning over 26 years. During this time, he was affiliated with multiple well-known financial firms, including Ameriprise Financial Services and Raymond James & Associates. Dupre held several key securities licenses, including the Series 7, Series 3, SIE, Series 63, and Series 65. These
Eric Dupre (CRD #2174456): What Investors Should Know Read More »