Selecting a financial advisor like Michael Rudio requires careful consideration, much like choosing a reliable partner for a long-term venture. As a registered professional with Purshe Kaplan Sterling Investments and Phase Line Capital, Michael Rudio has served clients in the financial industry since 2014. However, recent customer complaints have prompted questions about certain recommendations. This […]
Daniel Todd Lerner (CRD# 1255769), a long-serving financial advisor at David Lerner Associates, is facing increased legal and regulatory scrutiny following a wave of investor complaints tied to his recommendations of risky energy-sector investments. These include Energy 11, Energy 12, and the Spirit of America Energy Fund—all proprietary products offered by his broker-dealer. Over the
Daniel Lerner and Energy 11 – Investor Losses, Regulatory Action, and Legal Options Read More »
Russ Kory (CRD# 5901185), formerly a registered broker with David Lerner Associates, has been sanctioned by regulators and named in multiple customer complaints over recommendations involving high-risk, illiquid energy investments. Most notably, Kory has been linked to sales of Energy 11, a proprietary oil and gas limited partnership that has triggered losses for investors across
Russ Kory and Energy 11: Investor Losses, FINRA Sanctions, and Recovery Options Read More »
Eric Anthony Dupre is a former financial advisor with a lengthy career spanning over 26 years. During this time, he was affiliated with multiple well-known financial firms, including Ameriprise Financial Services and Raymond James & Associates. Dupre held several key securities licenses, including the Series 7, Series 3, SIE, Series 63, and Series 65. These
Eric Dupre (CRD #2174456): What Investors Should Know Read More »
When you entrust your financial future to a financial advisor, you expect competent management of your investments. Unfortunately, investment losses due to investment advisor misconduct, unsuitable investment advice, or outright fraud occur more frequently than many investors realize. As securities lawyers at Haselkorn & Thibaut, we have helped countless investors navigate these challenging situations and
Financial Advisor Lost My Money: What to Do – A Complete Legal Guide Read More »