Haselkorn & Thibaut, P.A.

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Steve Lawler (Cetera Advisors) – What Investors Need to Know

At Haselkorn & Thibaut, we often hear stories that sound more like campfire cautionary tales than investment advice. One name that’s come up in conversations with investors: Stephen C. Lawler, affiliated with Cetera Advisors. If you’re working with him—or considering it—here’s what you need to know. A Look Behind the Curtain According to FINRA BrokerCheck, […]

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The Roxane Rose (Merrill Lynch) Investigation

Haselkorn & Thibaut is closely monitoring a developing investigation involving Roxane Lillian Rose, a financial advisor at Merrill Lynch‘s Santa Fe, New Mexico office. In April 2025, a client filed a complaint alleging unauthorized trading activities spanning December 2024 through April 2025. This case exemplifies the securities violations that can devastate investor portfolios and underscores

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Gregory John Richards Complaints: A Comprehensive Legal Analysis

Gregory John Richards, a financial advisor with 24 years of experience based in Scottsdale, Arizona, currently faces seven FINRA customer complaints alleging investment misconduct. These complaints center on claims that Richards recommended unsuitable high-risk investments and misrepresented the nature of various investment products, resulting in substantial financial losses for his clients. The pattern of complaints

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NYLife Advisor Xiao-Mei Chen Faces FINRA Arbitration Over $5 Million in Client Damages

National investment loss and securities law firm Haselkorn & Thibaut issues an important notice to customers of broker Xiao-Mei Chen, NYLife Securities LLC, and New York Life Insurance Company, after their recommendations of unsuitable life insurance policies and annuity investments caused an investor to suffer over $5,000,000 in damages. The firm urges all customers of

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