Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Financial Advisor Lost My Money

Mohammed Karim Investigation Linked to Truist Investment Services Disclosures

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has formally opened an investigation into Mohammed Karim (CRD# 4419277), a former financial advisor based in Lakeland, Florida, who was most recently registered with Truist Investment Services. Our firm’s action comes in response to a growing body of regulatory disclosures and alleged misconduct documented in official […]

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Financial Advisor Lost My Money

Steven Goethel of Merrill Lynch Faces Investor Complaint Over Alternative Investments

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an investigation into recent allegations against Steven Goethel (CRD# 5861475), a financial advisor and broker registered with Merrill Lynch in Jupiter, Florida. We understand the gravity of potential investment losses and know firsthand how overwhelming it can be for investors facing confusing or inadequate

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Featured image: Regulation Best Interest

FINRA Reg BI Enforcement Surged in 2025 — What Investors Need to Know

The numbers are in, and they tell a story every investor should hear: the Financial Industry Regulatory Authority (FINRA) brought 44 formal enforcement actions involving Regulation Best Interest violations in 2025 — more than double the 21 cases filed in 2023 and a significant jump from the 38 cases in 2024. Those 44 actions named

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Financial Advisor Lost My Money

Mark Yadron of Kestra Investment Services Faces Investor Complaint Review

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated an investigation into Prescott, Arizona-based financial advisor Mark Yadron (CRD# 1520648). Investors working with Kestra Investment Services (d/b/a American Wealth Management) are encouraged to review recent developments concerning Mr. Yadron’s professional history, including multiple formal investor complaints and the suitability of recommendations made under

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Featured image: FINRA Arbitration

Cape Securities Censured by FINRA Over GWG L Bond and NT-ETP Sales

Cape Securities Censured by FINRA Over GWG L Bond and NT-ETP Sales Key Takeaway: Cape Securities Inc. has been censured by FINRA and ordered to pay $145,072.62 in partial restitution for failing to supervise representatives who recommended high-risk GWG L Bonds and complex leveraged exchange-traded products to retail customers — including seniors with moderate risk

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