Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Dispute Against Northwestern Mutual Rep Jose Torres Ends with No Action Taken

In a recent development, a customer dispute was filed against Jose Torres, a registered representative of Northwestern Mutual Investment Services, LLC (CRD# 2881) in Florida. The complaint, which was closed with no action taken, alleged that the customer was unhappy with the value of the variable universal life insurance policy and brokerage account recommended by […]

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Morgan Stanley’s Joseph Paoletti Accused of Mismanaging Deceased Client’s Account

Joseph Paoletti, a broker and investment advisor with Morgan Stanley (CRD #149777) in Georgia, is currently facing allegations of mismanaging a deceased client’s account. The executrix of the estate has filed a customer dispute, claiming that the margin debit balance in the account was not handled in the best interest of the estate during the

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Merrill Lynch Advisor Christopher Geraci Under Investigation for Improper Solicitation Claims

Christopher Geraci, a broker and investment advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated, is currently under investigation by Haselkorn & Thibaut, P.A., a national investment fraud law firm. The investigation comes in light of a recent customer dispute alleging improper solicitation of an account from January 11, 2022, to February 2, 2024. Investment

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Janney Montgomery Scott Advisor Brian Hoffman Faces Client Allegation, Haselkorn & Thibaut Investigates

In a recent development, a client has alleged that Brian Hoffman, a former financial advisor at Janney Montgomery Scott LLC, failed to execute trades to implement her financial plan, resulting in a lack of growth in her accounts. The allegation period spans from June 2022 to November 2023, and the dispute was denied on February

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Kurt Klingenberg of Raymond James Under Investigation for Alleged Misconduct

Kurt Klingenberg, a financial advisor associated with Raymond James & Associates, Inc., is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm. The firm is offering free consultations to clients who may have suffered losses due to Klingenberg’s alleged misconduct. Investment fraud and bad advice from financial advisors can have devastating

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