Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Kurt Klingenberg of Raymond James Under Investigation for Alleged Misconduct

Kurt Klingenberg, a financial advisor associated with Raymond James & Associates, Inc., is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm. The firm is offering free consultations to clients who may have suffered losses due to Klingenberg’s alleged misconduct. Investment fraud and bad advice from financial advisors can have devastating […]

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Jose Padilla from Nationwide Planning Accused of Violating FINRA Rules and Laws

Jose Candelario Padilla, a former broker and investment advisor associated with Nationwide Planning Associates Inc. (CRD #31029) in Puerto Rico, is facing allegations of misrepresentations, omissions, breach of fiduciary duty, unsuitable investment recommendations, and other violations. The customer dispute, filed on February 2, 2024, is currently pending resolution. According to the disclosure on Padilla’s FINRA

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Matthew Stucke of Cetera Advisor Networks in High-Risk Activity Dispute

In a recent development, Matthew Stucke, a financial professional associated with Cetera Advisor Networks LLC (CRD 13572), has been named in a customer dispute filed on February 2, 2024. The Statement of Claim alleges that Stucke was negligent in handling client accounts and used his discretionary authority to engage in high volumes of risky activity

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Morgan Stanley Advisor Daniel Fusco Faces Customer Dispute Allegation in Florida

Daniel Fusco, a broker and investment advisor associated with Morgan Stanley (CRD 149777) in Florida, is facing a pending customer dispute allegation, as reported on his FINRA BrokerCheck (CRD #5829033). The allegation, filed by the executrix of an estate, raises concerns about Fusco’s supervision of a deceased client’s account, particularly regarding the margin balance maintained

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Katie Wei (Lanting Wei) Former Clients: Know Your Rights After Investment Losses

National investment loss and securities law firm Haselkorn & Thibaut issues an important notice to customers of broker Katie Wei, also known as Lanting Wei, and Cetera Investment Services, after their recommendations of unsuitable alternative investments resulted in two investors suffering $300,000 in damages. The law firm urges all customers of Katie Wei and Cetera

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