Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Sanford Schmidt of The Leaders Group Inc Implicated in Major Customer Dispute Allegations

In a recent development, Sanford Schmidt, a broker and investment advisor associated with The Leaders Group, Inc. (CRD 37157) in Colorado, has been named in a customer dispute filed on February 1, 2024. The allegations against Schmidt include violations of the Securities Law of 1953, the Illinois Consumer Fraud and Deceptive Business Practices Act, fraudulent […]

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Daniel Todd Lerner (White Plains Broker) Sanctioned For Risky Recommendation

Daniel Todd Lerner, a securities broker at David Lerner Associates in White Plains, was sanctioned by FINRA on May 20, 2025. This Daniel Todd Lerner case involves regulatory action taken against the experienced broker who has worked in the securities industry since 1985. Brokers are required to consider their clients’ best interests when making investment

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Eric Reed of MML Investors Services Accused of Limiting Investment Options

Eric Reed, a broker and investment advisor associated with MML Investors Services, LLC, is facing allegations from a trustee who claims that he was not presented with any options other than the five variable universal life insurance policies he purchased in December 2021. The case, filed with FINRA on February 1, 2024, is currently pending

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Dispute Against Northwestern Mutual Rep Jose Torres Ends with No Action Taken

In a recent development, a customer dispute was filed against Jose Torres, a registered representative of Northwestern Mutual Investment Services, LLC (CRD# 2881) in Florida. The complaint, which was closed with no action taken, alleged that the customer was unhappy with the value of the variable universal life insurance policy and brokerage account recommended by

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Morgan Stanley’s Joseph Paoletti Accused of Mismanaging Deceased Client’s Account

Joseph Paoletti, a broker and investment advisor with Morgan Stanley (CRD #149777) in Georgia, is currently facing allegations of mismanaging a deceased client’s account. The executrix of the estate has filed a customer dispute, claiming that the margin debit balance in the account was not handled in the best interest of the estate during the

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