Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Northwestern Mutual Advisor Phillip Pickett Accused of Unsuitable Investment Recommendations

Phillip Pickett, a broker and investment advisor associated with Northwestern Mutual Investment Services, LLC, is currently facing allegations of unsuitable investment recommendations. The customer dispute, filed on February 5, 2024, revolves around a managed investment advisory account that was recommended in or around October 2021. The client alleges that the investment selections within the account […]

Northwestern Mutual Advisor Phillip Pickett Accused of Unsuitable Investment Recommendations Read More »

Daniel Beech Facing Allegations of Misrepresentation at Innovation Partners LLC

Daniel Beech, a broker and investment advisor associated with Innovation Partners LLC, is currently facing allegations of misrepresentation related to a debt investment. The customer dispute, filed on February 5, 2024, is pending resolution and involves a requested damage amount of $500,000. As an investor, it is crucial to stay informed about such cases and

Daniel Beech Facing Allegations of Misrepresentation at Innovation Partners LLC Read More »

Brandon Morrow of Emerson Equity Accused of Investment Misrepresentation and Omission

In a recent development, a client has alleged that Brandon Morrow, a broker associated with Emerson Equity LLC (CRD 130032), engaged in misrepresentation and omission of investment information. The customer dispute, which was settled on February 5, 2024, revolves around a private placement investment. According to the disclosure details available on FINRA’s BrokerCheck (CRD #3037943),

Brandon Morrow of Emerson Equity Accused of Investment Misrepresentation and Omission Read More »

FINRA Disciplinary Action: Kenneth John Malm Complaints Revealed

Financial industry regulators maintain strict oversight to protect investors from improper broker conduct. A recent disciplinary case involving Kenneth John Malm, a former broker with Securities America and Osaic Wealth, demonstrates the importance of regulatory compliance in the securities industry. FINRA imposed a seven-month suspension and $10,000 fine against Malm following his acceptance of a

FINRA Disciplinary Action: Kenneth John Malm Complaints Revealed Read More »

Investigation of Russell Anderson and PRUCO Securities Underway for Possible Malpractice

Russell Anderson, a broker and investment advisor with PRUCO SECURITIES, LLC. (CRD 5685) in Florida, is facing allegations of mishandling paperwork and failing to fully disclose facts regarding fees, resulting in a customer’s loss of promised investment revenue. The customer dispute, filed on February 5, 2024, was denied, but the allegations involve a variable annuity

Investigation of Russell Anderson and PRUCO Securities Underway for Possible Malpractice Read More »

Scroll to Top