Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Client Misunderstanding Clears Advisor Gary Conley and Firm American Investors Company

In a recent development, a customer dispute against financial advisor Gary Conley and his firm, American Investors Company, has been closed without any action taken. The client alleged that an investment purchased in April 2015 was illiquid and, therefore, high-risk and unsuitable. The investment in question was a direct investment, specifically a DPP & LP […]

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Edward Barfield Faces Customer Dispute at Geneos Wealth Management: Haselkorn & Thibaut Investigates

In a recent development, a customer dispute has been filed against Edward Barfield, a registered representative of Geneos Wealth Management, Inc. (CRD #4257082) in the state of Missouri. The claimant alleges that Barfield made unsuitable recommendations regarding insurance products. The disclosure, which is currently pending resolution, was reported on February 5, 2024, and involves a

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Lawrence Rice Barred By FINRA: What Investors Need to Know

Lawrence Roger Rice (CRD #375304) was permanently barred by FINRA in August 2024 following his refusal to provide documents related to allegations detailed in his Form U5. This regulatory action represents the most serious penalty available under securities law. Rice’s most recent employment was with Centaurus Financial, Inc. from October 2022 until February 2024, where

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Jeffrey Peterson and Northwestern Mutual Services Face Investigation Over Unsuitable Investment Claims

Jeffrey Peterson, a financial advisor with Northwestern Mutual Investment Services, LLC, is currently under investigation by Haselkorn & Thibaut, P.A., a national investment fraud law firm, following allegations of unsuitable investment recommendations. The firm, with offices in Florida, New York, North Carolina, Arizona, and Texas, is offering free consultations to clients who may have suffered

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Jack Thacker of Realta Equities Faces Unsuitable Investment Allegations

Jack Thacker, a broker and investment advisor currently associated with Realta Equities, Inc. (CRD 23769) in Virginia, is facing allegations of unsuitable investments, according to a pending customer dispute filed on February 5, 2024. The claimants allege that Thacker made unsuitable investments in alternative investments, and the damage amount requested is undisclosed at this time.

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