Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Sean Muhlstein and VOYA Financial Under Investigation by Haselkorn & Thibaut

Sean Muhlstein, a registered representative with Voya Financial Advisors, Inc. (CRD 2882), is currently facing allegations of providing misleading and false information regarding a client’s employment status and income sources on an insurance application. The complaint, filed on February 6, 2024, raises serious concerns about Muhlstein‘s professional conduct and the oversight provided by VOYA Financial […]

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Austin Dutton Investigation: Important Information for Investors

The investment practices of Austin Dutton have prompted regulatory scrutiny. We at Haselkorn & Thibaut are investigating Mr. Austin R. Dutton Jr. regarding investment practices that may have affected clients negatively. FINRA, the financial industry regulatory authority, barred Mr. Dutton from working as a broker on June 24, 2024, following an investigation into his professional

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Former Merrill Edge Manager Mario L. Martinez Barred Amid Misappropriation Allegations

Haselkorn & Thibaut, a leading securities fraud law firm, is alerting investors about recent regulatory actions against a former financial advisor. Mario L. Martinez, previously a market leader at Merrill Edge, has been barred from the financial industry by FINRA as of May 5, 2025. The Financial Industry Regulatory Authority (FINRA) took this significant action

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Misleading Insurance Sale Allegations Against Douglas Farris and NYLIFE Securities LLC

In a recent development, customers have alleged that they were misled and inadequately educated when purchasing a variable universal life insurance policy from Douglas Farris, a broker associated with NYLife Securities LLC (CRD 5167). The incident, which occurred in October 2012, has resulted in the customers requesting reimbursement of all premiums paid since the policy’s

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