Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Wells Fargo Advisor James Paige Under Investigation for Risky Investment Recommendations

James Paige, a financial advisor at Wells Fargo Clearing Services, LLC, is facing allegations of unsuitable and risky investment recommendations made to clients in 2021. The claimants allege that Paige‘s recommendations were not aligned with their investment knowledge and needs, potentially leading to significant financial losses. As the case is currently pending, the outcome and […]

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Mario Martinez Accused Of Misappropriating Client Funds

We’re addressing an important regulatory development in the financial advisory industry. Mario Martinez, formerly a financial advisor at Merrill Lynch, has been accused of misappropriation of client funds and accepting an unauthorized loan from a client. These allegations emerged shortly before his departure from Merrill Lynch in January 2025. The Financial Industry Regulatory Authority (FINRA)

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T Thompson Investigated by Haselkorn & Thibaut Over Unsuitable Investment Recommendations

T Thompson, a former broker and investment advisor at Truist Investment Services, Inc., is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, for allegedly providing unsuitable recommendations in a managed account. The client dispute, filed on February 6, 2024, is pending resolution and involves a managed account product. According to

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J.P. Morgan Securities and Broker Arif Ahmed Under Investigation by Haselkorn & Thibaut

J.P. Morgan Securities LLC and its broker, Arif Ahmed (CRD# 6130469), are currently under investigation by the national investment fraud law firm, Haselkorn & Thibaut, following allegations of investment losses from a client. The customer dispute, filed on February 6, 2024, and currently pending resolution, claims that the client suffered losses due to investment recommendations

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Arif Ahmed from J.P. Morgan Securities Faces Investment Misconduct Allegations

Arif Ahmed, a broker and investment advisor associated with J.P. Morgan Securities LLC, is currently facing allegations of investment misconduct, according to a recent disclosure on his FINRA BrokerCheck record. The customer dispute, filed on February 6, 2024, alleges that the client suffered losses due to Ahmed’s investment recommendations between April 27, 2020, and October

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